《参同契阐幽》Vol. 3
About this page. The original text of 《参同契阐幽》 Vol. 3 (Zangwai Daoshu 藏外道書, 5 volumes) is shown in Classical Chinese as transmitted in the Godners/DaoZang edition. An English interpretation of the 1 passages on this page accompanies it: select a passage or press “Interpretation” to show it. All texts in English
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The sixty hexagrams are arranged in a cycle, like a wheel that turns around its hub and axle. This means that what is at the center directs and governs what lies outside. The rest can be understood in the same way, though this is only a general explanation.
Chapter Seventeen: Movement and Stillness Must Follow the Time
When a gentleman speaks fitting words indoors, people a thousand miles away respond. Here, the gentleman is likened to a ruler who commands ten thousand chariots, and the inner palace is likened to the inner spirit chamber—the central seat of body and mind in cultivation. A ruler who issues commands from the inner palace must follow the seasons of Yin-Yang change. A cultivator, too, must build strength and await the right moment, without going against the months associated with the hexagrams.
The Zhun hexagram corresponds to the earthly branches Zi and Shen; the Meng hexagram corresponds to Yin and Xu. Each of the other sixty hexagrams also corresponds to particular days and times. These two are given as examples; it is not possible to spell out every correspondence here. Establishing laws, granting rewards and punishments, practicing benevolence, and cultivating De must all accord with the right time. To go against the seasonal order brings misfortune; to follow it brings good fortune.
To act in accordance with the calendar, one must be single-minded, sincere, and cautious, attending to the days and observing the waxing and waning of Yin and Yang. Even the slightest error can bring regret and calamity. If the turning points of the winter and summer solstices are disturbed, winter may become scorching hot and summer may bring frost and snow. If the balance of Yin and Yang at the spring and autumn equinoxes is upset, the lengths of day and night will no longer match the season. Drought and flood, unruly winds and rain, locusts, strange occurrences, warnings in the heavens, and landslides and earthquakes were all regarded as signs of disorder.
A devoted child who cares wholeheartedly for their parents can move people far away. A person’s words and actions, too, can begin nearby and affect distant places. Thoughts and actions may bring calamity or good fortune, peace or war. These outcomes all have their roots in human intention.
Movement and stillness each have their proper measure and must follow established principles. Only when the four seasons proceed in order can one accord with the Qi of nature. Firmness and softness must be distinguished and not confused; the Five Phases must each remain in their proper place, without arbitrary increase or decrease. Change moves in an unending cycle, and contraction and extension each have their proper season.
This chapter says that the movement and stillness of the alchemical firing process must not miss their proper time. The author compares the process to a ruler’s issuing of commands: the ruler dwells in the inner palace, remaining still when stillness is called for and issuing commands when action is called for, always following the rhythm of Yin and Yang. “Concealing one’s vessel and waiting for the time” means waiting calmly when the moment has not yet arrived and acting promptly when it does.
When Yang Qi reaches its height and Yin Qi first begins to arise, this corresponds to the Gou hexagram and the month of Wu. When Yin Qi reaches its height and Yang Qi first begins to arise, it corresponds to the Fu hexagram and the month of Zi. One must neither act too soon nor miss the moment. Zhun symbolizes the sprouting of all things, while Meng symbolizes their gathering and concealment. Zhun corresponds to Zi and Shen, and Meng to Yin and Xu, expressing emergence and storage respectively. Each of the other sixty hexagrams also corresponds to particular days, months, and seasons.
The winter and summer solstices mark the turning points in the waxing and waning of Yin and Yang. At the spring and autumn equinoxes, Yin and Yang are equal; in cultivation, these moments correspond to bathing, or harmonizing the forces. When the advance and retreat of the firing process accord with the seasons, the inner and outer naturally respond to one another. When the proper measure is violated, cultivation goes astray, just as a ruler’s commands may go unanswered in distant places if they are issued at the wrong time.
The firing process must follow its principles, with single-minded attention to the days on which Yin and Yang wax and wane. At the winter solstice, Yang Qi first arises and the fire should be advanced, but the newly sprouted Yang must be nourished and not driven too hard. At the summer solstice, Yin Qi first arises and the fire should be withdrawn, but it must not be withdrawn too far. At the spring and autumn equinoxes, when Yin and Yang are balanced, the forces should be harmonized through bathing, so that the inner true Qi can settle and gather. If the fire is too strong or too weak, it is like scorching heat in winter or frost and snow in summer: the normal rhythm has been lost.
The scripture’s references to drought and flood, winds and rain, locusts, and upheavals of mountains and rivers illustrate the severe consequences of a disordered firing process. The author also likens the cultivator’s mind and spirit to a ruler: when the mind and spirit are scattered, the inner realm loses its master; when one keeps the body and mind focused, one is like a devoted child caring sincerely for a parent, able to bring the inner and outer into communication. Fortune and calamity, stability and disorder, all arise from thoughts and actions.
Movement and stillness must follow established principles. Advance the fire and withdraw the Fu at their appointed times; when it is time to warm and nourish or to bathe and harmonize, do so with equal precision. Firmness and softness each have their uses: use firmness in refining and softness in harmonizing and preserving. Do not mix them up. Each of the Five Phases has its proper bounds and must be neither excessive nor deficient. Yin and Yang Qi circulate and change within the body; their advances, retreats, contractions, and extensions must all be fitting.
Chapter Eighteen: The Union of Kan and Li
At the transition between the dark and new moons, the sun and moon come together. The cultivator, too, must bring the inner Yin and Yang together in the central palace. This moment is like the beginning of primordial chaos, when Yin and Yang join, nourish and generate life, and flow freely. The wondrous transformations between Heaven and Earth are hard to fathom; this is the time to care for the body and conceal one’s traces.
This chapter uses the moon’s course through a month—from dark moon to new moon and then toward fullness—to explain the union of Kan and Li and the firing process of the Lesser Celestial Circuit. Kan and Li are hexagram names from the Classic of Changes. In Neidan terminology, they often symbolize complementary yet interacting forces such as water and fire or Yin and Yang.
When the moon’s light disappears at the end of the month, this is called the “dark moon”; the first appearance of the new moon is called the “new moon.” The author holds that the sun and moon come together between these phases, just as the sun’s essence and the moon’s light within the body come together in the central spirit chamber under the guidance of true intention. At this time, body and mind settle into stillness, as if Heaven and Earth had not yet separated. Yin and Yang unite within primordial chaos, allowing true Qi to arise and circulate.
After the dark and new moons, the moon gradually shows its light in the northeast. The scripture describes changes in the moon and in Yang Qi through the directions of the constellations and through hexagram images. When Yang Qi first arises, it corresponds to the Zhen hexagram and to the “Hidden Dragon,” the first line of Qian. Its strength is still faint, so it should only be gently nourished, not urged with a fierce fire. Around the third and eighth days of the month, corresponding respectively to Zhen and Dui and to the “Dragon Appearing in the Field,” the second nine line of Qian, Yang Qi gradually grows and Yin and Yang move toward balance. At the full moon, Yang Qi reaches its height, corresponding to the three Yang lines of Qian. At this point, one must guard against a peak turning into decline.
After the full moon, Yin Qi gradually increases, and the firing process should be drawn in step by step. The scripture uses hexagrams such as Xun and Gen to describe Yin Qi’s waxing and waning, advance and retreat, and return to concealment. Around the twenty-third day, when the moon is in its last quarter, it is time to harmonize Yin and Yang. At the end of the month, Yin Qi reaches its height and Yang Qi is about to arise again, beginning the cycle anew.
The Qian and Kun hexagrams symbolize Yang and Yin respectively, and also govern the other six child hexagrams. The moon is Yin by nature, but it shines through the light it receives from the sun. The author uses this to explain that Yang Qi is carried by the Yin body, while Yin Qi also changes through Yang Qi. Yin and Yang depend on one another and cycle from beginning to end, forming the firing process over the course of a month.
“Use of the nine” means that after the Yang of Qian has run its course, it transforms and begins again. The Qi of Kan and Li rises and falls within the body, like the sun and moon and the Dipper’s handle as they circle in the heavens. Although the lines of the hexagrams do not show a fixed place for Kan and Li, the waxing and waning of Yin and Yang are at work throughout. This change has no fixed form, yet it is the source of the transformations described in the Classic of Changes.
This chapter mainly explains how the operation of the Golden Elixir corresponds to the moon’s phases over the course of a month: first, Kan and Li unite at the transition between the dark and new moons to produce the great medicine; then the firing process of the Lesser Celestial Circuit follows the phases of the moon, allowing Yang Qi to arise and grow before it gradually returns to concealment.
Chapter Nineteen: The Union of Qian and Kun
At dawn on the day of the new moon, the Fu hexagram corresponds to the beginning of Yang Qi’s free movement. Its coming and going is unobstructed, but the newly arising Yang is still very weak and must be carefully protected. The winter solstice falls in the month of Zi, when the Yellow Bell, one of the twelve pitch pipes, is in accord with it. The sprouting force of life gradually becomes visible. Warm Qi spreads, allowing all things to grow as they should.
In the month of Chou, corresponding to the Great Lü pitch pipe, Yang Qi continues to increase. In the month of Yin, Yin and Yang meet and firmness and softness advance together; Yang Qi then rises more quickly. The process continues through hexagrams such as Da Zhuang and Guai, as Yang Qi gradually strengthens. At the spring equinox, day and night are equal, making it an especially suitable time to harmonize the firing process. Yang Qi reaches its peak in the month of Si, after which Yin Qi begins to arise.
The Gou hexagram corresponds to the month of Wu. Although Yang Qi has reached its height, Yin Qi has already begun to sprout within it, like a cold spring at the bottom of a well in high summer. As Yin Qi grows, Yang Qi draws in and lies concealed. At the time symbolized by the Pi hexagram, Yin and Yang are blocked off from each other, and sprouts struggle to grow. At mid-autumn, Yin and Yang come back into balance, and even things that have withered may sprout again. Yin Qi then continues to grow as Yang Qi gradually falls away, until all returns to the Kun hexagram. When the Dao reaches its extreme, it turns back; Yin and Yang then nurture new life, and the cycle continues without end.
This chapter explains the firing process of the Greater Celestial Circuit through the changes of the six Yang and six Yin phases over the course of a year. The previous chapter described the union of Kan and Li and the gathering of the great medicine; this chapter describes the refining and circulation of the medicine in the furnace once it has been gathered.
At the winter solstice, Yang Qi first arises. Within the body, a trace of true Yang also sprouts after stillness reaches its limit. This is the “true Zi hour.” Since the newly arising Yang is weak, it should be gently nourished rather than met with an urgent advance of the fire. The saying that the ancient kings closed the passes at the winter solstice is used as a metaphor for protecting the new Yang: both inside and out must be kept still so that it does not dissipate.
Yang Qi then grows month by month. The Chou month corresponds to the Lin hexagram, as Yang Qi gradually extends; the Yin month corresponds to the Tai hexagram, as Yin and Yang meet; and the Mao month corresponds to the Da Zhuang hexagram, as Yang Qi grows stronger. At the spring equinox, however, Yin and Yang are balanced, making it a suitable time for bathing and harmonizing. The Chen month corresponds to the Guai hexagram, as Yang Qi rises and Yin Qi is about to retreat. By the Si month, all six Yang lines are complete and Yang Qi has reached its peak.
When Yang reaches its extreme, Yin arises. The Wu month corresponds to the Gou hexagram, as Yin Qi begins to enter. In cultivation, this is the time to shift from advancing the fire to withdrawing it and gathering in Yang Qi. Yin Qi then grows month by month, while Yang Qi gradually lies concealed. At the autumn equinox, Yin and Yang again come into balance, making it suitable for bathing at the last quarter of the moon. Yin Qi then continues to strengthen, Yang Qi draws in, and all ultimately returns to the Kun hexagram.
Kun represents the fullness of Yin Qi and the concealment of all things, but not the complete disappearance of life. At this time, primordial Qi lies hidden within, awaiting the return of Yang. Although the Yin and Yang of Heaven and Earth may seem far apart, they can meet in due time and nurture new life. Within the body, this is understood as Yin and Yang uniting to produce the true seed. These changes are subtle and hard to fathom, but they ultimately pass from primordial chaos to new growth and return to the Fu hexagram, where one Yang line first arises.
The alternation of Yin and Yang is the constant way of nature: what is level becomes slanted, what reaches its height moves toward decline, and what has waned begins to grow again. Kun ends and Fu begins, like a circle without end. The author holds that understanding this pattern can guide cultivation and serve as a metaphor for governing the world.
Chapter Twenty: Nature and Life Return to the Origin
If you wish to nourish your nature and lengthen your life, trace life back to its source and understand where it began. The human body took shape from Emptiness; primordial Jing condensed as Qi transformed, and changes in Yin and Yang gave souls and spirits their respective foundations.
This chapter says that nature and life share a single source, and that cultivating life is also the foundation for nourishing nature. Here, “nature” refers to innate, clear spiritual awareness, while “life” refers to the primordial Qi that sustains life and drives change. Before birth, nature and life are one undivided whole. After birth, they appear separately and must be cultivated together. Nature itself neither arises nor perishes, but life has a limited span. Thus Daoist practitioners begin by preserving life, then turn to nourishing nature.
The physical body is formed from the parents’ Jing and blood. It is a body with form, not the original true body. The scripture’s statement that “the body is originally from nothingness” means that life has its source in Emptiness. Primordial Jing takes shape through Qi, and Yin and Yang in turn transform into the hun and po souls. The hun belongs to Yang and is lighter and clearer; the po belongs to Yin and is denser and more settled.
The sun’s hun and the moon’s po each have their own foundations, yet also serve as one another’s dwelling places. Nature should abide within, while emotions and impulses move outward. When the inner mind and spirit are settled and outward feelings and perceptions are restrained, it is like a fortified city whose people can live in peace. The author likens the primordial spirit to a ruler and Jing and Qi to its officials: the primordial spirit stays within, while Jing and Qi guard the surrounding realm. Their union lays the foundation for the Golden Elixir.
When the inner and outer realms are settled, emotion can return to nature, and postcelestial Kan and Li return to Qian and Kun. Qian symbolizes strength and activity; Kun symbolizes receptivity and containment. After Yang Qi is sent forth, Yin Qi receives and nourishes it, and the process ultimately matures in the central palace.
The scripture uses the phrases “nine returns and seven reversals,” “eight returns and six abides,” and “the male is white, the female red” to explain how the Five Phases and Yin-Yang return to unity. Water, fire, wood, metal, and central Earth ultimately arise from the transformations of the two forces, Kan and Li. When metal and fire unite and water and fire return to their proper places, the scattered Five Phases return to their original state of a single Qi.
Primordial true unity Qi is pure and flawless, yet has no fixed form and is difficult to describe in words. United, it is one Qi; divided, it appears as Yin and Yang, the Four Images, and the Five Phases. When its transformations are complete, each returns to its proper place. The scripture compares the forming of the holy embryo to an egg: black and white are not yet distinguished, and all is one undivided whole. It gradually develops in the central palace, forming limbs, the five viscera, sinews, and bones; after ten months of nourishment, it emerges from the womb. This body is a metaphor for the “Dharma Body” formed through cultivation, not a claim that a second physical body literally grows. Following the natural course is how ordinary people are born; reversing Yin and Yang is used as a metaphor for forming the Golden Elixir.
Chapter Twenty-One: The Transformative Response of the Two Qi
Without sunlight, a yangsui—a device used in ancient times to make fire—cannot kindle a flame. Without starlight or moonlight, a fangzhu—a device used to collect water—cannot condense water. If two kinds of Qi, far apart in Heaven and Earth, can still respond to each other, how much more so those that are close together within body and mind? The key is the mind’s intention. Yin and Yang correspond to the sun and moon; water and fire are signs of their interaction.
This chapter describes how the two forces, water and fire, unite through sympathetic resonance between things of the same kind. The yangsui draws fire from sunlight, and the fangzhu draws water from moonlight. The author uses these ancient devices to illustrate the mutual response of Kan and Li: though the sun and moon are far away, they can still communicate with things that correspond to them; all the more should true water and true fire within the body and mind respond to one another.
In Neidan, the sun and moon symbolize the substance of Yin and Yang, while water and fire symbolize their function. During cultivation, the true water within Li returns to Kan, and the true fire within Kan returns to Li. The true intention of the central palace guides them so the two forces can unite. The mutual response of Yin and Yang in Heaven and Earth generates the myriad things; through this same interaction, the cultivator brings the scattered aspects of nature and life back into unity.
Chapter Twenty-Two: The Three Essential Treasures
The ears, eyes, and mouth are three important gateways. They should be restrained so that spirit does not dissipate outward. The True Person lies hidden deep within, resting securely in the center of the compass—a Neidan term for the empty and still center of body and mind.
Daoist practitioners have three inner treasures and three outer treasures. Primordial Jing, primordial Qi, and the primordial spirit are the inner treasures; the ears, eyes, and mouth are the outer treasures. To bring inner Jing, Qi, and spirit back to purity, one must restrain the ears and eyes, watch one’s speech, and avoid dissipation. Once the outer gateways are restrained, the primordial spirit can settle within.
The “center of the compass” refers to an inner center that is empty and still, without bounds, yet has a governing presence. The “True Person” there is the inner master. Guarding this place without contrived effort or careless distraction is the key to nourishing nature described in this chapter.
In cultivation, draw back the gaze and gather in the hearing, so that the opening and closing of the ears and eyes follow the inner rhythm. Let movement and stillness each have their time, and do not deplete primordial Qi. If the eyes, ears, and mouth are allowed to be led by external things, the spirit will scatter outward. Turning the gaze inward, listening within, speaking little, and guarding the inner realm can bring the mind and spirit to rest.
When the ears, eyes, and mouth are restrained, the body relaxes and the mind returns to Emptiness and stillness, remaining free of distracting thoughts. “No thought” here does not mean dullness or unconsciousness; it means that the mind does not chase after things outside and can rest calmly in the center. The cultivator should remain focused and unmoving, keeping to inner awareness in daily activities, whether walking, standing, sitting, or lying down. Even during sleep, one should keep spirit and Qi together and attend to changes in body and mind.
The scripture goes on to describe experiences of cultivation: the body gradually feels moist, the joints grow strong, Yin influences recede, and true Yang is established. With continued practice, one may feel Qi moving like clouds and rain or moistening like spring water, flowing from head to foot and then rising again through the body’s open channels. These are the author’s descriptions of the movement of inner Qi and changes in body and mind.
“Reversal is the evidence of the Dao” means that cultivation reverses the habitual outward dissipation of daily life and brings spirit back to its root. “Softness is the handle of De” means that gentleness and humility accord more closely with the Dao. At the beginning of cultivation, a person may feel dull and clouded; the author holds that this can be the starting point of clarity. Only with time does it become clear and transparent.
Baoyizi says: when the ears no longer listen outward, Kan water can become clear; when the eyes no longer look outward, Li fire can be kept within; when the mouth does not speak, Dui metal does not leak outward. When the three gateways are restrained, the True Person can dwell there in peace.
He also says that after the gateways are restrained, one may feel weak and drowsy, as if drunk. This can happen during cultivation: drowsiness can become the foundation of clarity, and turbidity the starting point of purification. Yu Yu’wu explains that “reversal” means turning back and returning, while “softness” means gentleness without force. Cultivation requires reaching the utmost in Emptiness and stillness, holding firm to the mind without reckless movement.
Chapter Twenty-Three: Side Paths Bring No Achievement
People in the world favor minor arts but do not distinguish the greater and lesser depths of the Dao. They abandon the true path for a crooked one, hoping for quick success, and end up blocking their own way. It is like a blind person going without a staff, a deaf person trying to hear music, diving into water to catch a hare, climbing a mountain to catch fish and dragons, sowing wheat but hoping to harvest millet, or using a compass to draw a square. They exhaust their strength and toil all year, yet achieve nothing. The method of taking and ingesting—the cultivation and refinement of the Golden Elixir—should be understood as concise and free of complication.
This chapter criticizes minor arts and side paths. The author distinguishes the Great Dao from lesser techniques: the Great Dao cultivates nature and life together and returns to the root, while lesser techniques rely on scattered methods and cannot resolve the problem at its source. Those who fail to distinguish the true from the false or the shallow from the deep, and simply seek quick success, stray from the path.
The author’s examples—a blind person without a staff, a deaf person listening to music, someone diving for a hare or fishing on a mountain—show what happens when a method does not suit its goal. Some people also misunderstand cultivation as a search for something outside themselves, or cling to physical substances and the firing process, wasting their strength and damaging their bodies. In the author’s view, the way of the Golden Elixir is simple and essential: it requires deliberate action to trace back to the beginning, then Wuwei to complete cultivation. It accords with the generation and transformation of Heaven and Earth and must not be confused with minor arts and side paths.
Chapter Twenty-Four: The Flowing Pearl and Golden Flower
The sun’s Flowing Pearl, a symbol of what lies within Li, is always inclined to flow outward. When it obtains the Golden Flower, a symbol of true Yang within Kan, the two depend on one another and transform into a white liquid that solidifies. The Golden Flower moves first and becomes water in an instant. Once a liquid as bright as a horse’s tooth appears, Yang Qi comes forward to unite with it, and their natures blend of themselves.
Seize the right moment to unite Yin and Yang and gather them within. The kind mother nurtures; the dutiful child repays her care. The stern father issues commands and teaches the children. The Five Phases move in an unusual sequence, restraining and generating one another: fire can refine metal, and metal can restrain wood, allowing wood to flourish. Three and five unite as one, a most subtle principle of Heaven and Earth that can only be taught orally and cannot be fully set down in writing.
The Zi position should turn to the right, and the Wu position should revolve eastward. Between Mao and You lie the two sides, host and guest. The Dragon calls to the Tiger; the Tiger draws in the Dragon’s essence. They unite with one another like beings who eat and drink together, finally joining, touching, swallowing, and chewing.
This chapter describes the union of wood nature and metal emotion, completing the process of taking in and cultivating the medicine. Qian and Kun symbolize innate nature and life, while Kan and Li symbolize acquired nature and emotion. When Qian and Kun divide into Kan and Li, the roots of nature and life become hidden, while the functions of nature and emotion come to the fore. Cultivation seeks to reunite Kan and Li and, through the functions of acquired nature and emotion, restore innate nature and life.
The wood mercury within Li is like a flowing pearl, easily scattered outward. The lead of Kan is like the Golden Flower: hidden and difficult to reveal. When the two meet, they restrain and transform one another. They first become liquid, then solidify, symbolizing the formation of the Golden Elixir.
The Golden Flower moves first, and the Flowing Pearl within Li responds. The golden liquid is like water and gradually gathers; the wood liquid follows. Guided by true intention, the two meet. They are not forced together, but unite in accordance with the body’s natural inner changes.
At the moment of union, the timing must be grasped, and true intention must gather the two forces without letting them leak away. After the true seed enters the central palace, it needs continued nourishment. The kind mother represents the civil fire, which nourishes gently; the stern father represents the martial fire, which guards strictly; the dutiful child represents the true seed formed after Yin and Yang unite.
“Unusual rulership of the Five Phases” means that the Five Phases do not follow their usual sequence of mutual generation but instead restrain one another and reverse toward the root. Wood, fire, metal, and water cross and interact, finally returning to the central true Earth, where three and five unite as one. These changes are considered so subtle that the scripture says they can be taught orally but cannot be conveyed through writing alone.
Zi, Wu, Mao, and You are important directions in the movement of Yin and Yang. Metal and wood are originally positioned to the west and east, like host and guest kept apart. In cultivation, they must be harmonized so that wood nature and metal emotion exchange places and become one. The Dragon and Tiger breathe in and out, receiving one another; this symbolizes the union and integration of the two forces.
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