《韓非子》Vol. 2
About this page. The original text of 《韓非子》 Vol. 2 (Taiqing 太清部, 20 volumes) is shown in Classical Chinese as transmitted in the Kanripo (Kyoto University) edition. An English interpretation of the 22 passages on this page accompanies it: select a passage or press “Interpretation” to show it. All texts in English
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Source textInterpretation
This passage from Han Feizi discusses the relationship between a state's strength and the rule of law. No state remains perpetually strong or weak—the key lies in the attitude of those who enforce the law. If law enforcers strictly adhere to legal principles (without bending the law for personal gain), the state thrives; if they are lax and indulgent, the state declines.
Several historical examples illustrate this point: King Zhuang of Chu once annexed twenty-six states and expanded his territory by three thousand li, yet Chu ultimately perished. Duke Huan of Qi conquered thirty states and expanded his domain by three thousand li, but Qi too met its end. King Zhao of Yan (where "King Xiang" is likely an error for King Zhao) established the Yellow River as his border, made Ji his capital, seized Zhuoyi and Fangcheng, weakened Qi, pacified Zhongshan, and elevated Yan to a formidable power—yet it too declined. King Anxi of Wei came to Yan's aid, seized the lands east of the Yellow River, captured Tao, advanced into Qi's Pinglu, took control of Guan from Han, and defeated Chu's armies at the Qi and Suiyang rivers, making Wei dominant across the Central Plains—yet after his death, Wei swiftly deteriorated.
Han Feizi observes that these states all possessed the potential to achieve hegemony. Their eventual downfall stemmed from officials who busied themselves with destabilizing the state rather than governing it. When a state is already in chaos and decline, officials who abandon the law to pursue personal gain are like someone carrying firewood to put out a blaze—they only exacerbate the disorder and weakness.
In our present era, when selfish distortions are abandoned and public laws are followed, the people can live in peace and the nation can be governed with order. When favoritism is eliminated and public regulations are strictly enforced, the military grows strong while adversaries are weakened. Therefore, if a ruler selects ministers who discern right from wrong and master legal principles, elevating them above other officials, he will not be deceived by falsehood and fraud.
Similarly, by appointing ministers skilled in weighing priorities and assessing gains and losses to handle distant affairs, the ruler will not be misled in matters of great consequence. However, if promotions are based solely on reputation, officials will focus on forming factions and currying favor below. If appointments rely on personal connections, people will seek alliances with the powerful rather than studying laws and regulations. This leads to dereliction of duty and national chaos.
If rewards are granted for empty fame and punishments are meted out based on slander, those who crave rewards and fear punishment will abandon fairness, resorting instead to manipulation and collusion. They forget their loyalty to the ruler, focusing only on external alliances for personal gain. As a result, the ministers' devotion to the ruler gradually fades. When internal and external factions multiply, even grave offenses are concealed through layers of protection.
The consequence is this: Loyal ministers often face mortal danger though innocent, while treacherous officials enjoy wealth and status without merit. When loyal ministers suffer unjustly, the virtuous withdraw; when the wicked are rewarded undeservedly, schemers rise to power. This is the root of a nation’s decline. Under such circumstances, officials abandon the law in favor of private interests, disregard public statutes, and frequently seek the favor of the powerful—yet rarely attend court to serve their ruler.
This passage addresses the core issue of the ruler-minister relationship in state governance. Although the court is filled with numerous officials, they are all preoccupied with pursuing personal gain rather than truly serving the nation. While all official positions are nominally filled, none diligently fulfill their duties. Consequently, although the ruler holds nominal authority, actual power is controlled by the ministers.
Han Fei points out that the phrase "an empty court" does not indicate institutional decline, but rather reveals how high-ranking ministers are preoccupied with mutual cover-ups and profit-seeking instead of working for national prosperity, while minor officials use their salaries to curry favor with the powerful rather than performing their duties conscientiously. The root cause of this situation lies in the ruler's failure to govern according to law, instead allowing subordinates to act recklessly.
A wise ruler should employ laws to select talent rather than personal preferences; use legal standards to evaluate achievements rather than subjective judgments. In this way, the capable will not be overlooked, the incompetent cannot pretend, flatterers won't gain promotion, and critics won't face demotion. With clearly defined ruler-minister relations, the state becomes easier to govern.
As for ministers, they should obey like hands responding to commands: hands can both arrange hair and wash feet; they can handle both cold and heat. Virtuous (De) ministers should devote themselves wholeheartedly to serving their ruler—not refusing humble positions at court nor shirking dangerous missions in the military. They must fully comply with the ruler's decrees, maintain neutrality, and refrain from arbitrary judgments. Their mouths should speak for the ruler, their eyes observe for the ruler, with their entire being subject to the ruler's direction.
This passage discusses the proper relationship between rulers and ministers, as well as principles for governing a state.
When a sharp sword approaches one's body, the instinctive reaction is to raise a hand to block it. Similarly, virtuous ministers and capable individuals should serve the public good rather than pursue personal gain. When this is achieved, the people will not abandon their homes to seek favor with the powerful, nor will the state suffer from the unrest of ambitious wanderers. Whether high or low in status, wise or foolish, each person will find their proper place—this is the highest ideal of governance.
Today, some individuals disdain official rank and salary, readily betraying their ruler to serve another. Such ministers cannot be called upright. Others use deceitful words to defy the law, forcing their ruler to accept remonstrations—such ministers cannot be called loyal. Some win favor through petty favors to gain fame—such ministers cannot be called benevolent. Others withdraw from society yet criticize their ruler—such ministers cannot be called righteous. Still others, while on diplomatic missions, secretly harm their own state, exploiting crises to pressure the ruler, claiming, "Without me, you cannot forge alliances or resolve enmities." They manipulate the ruler into entrusting them with state affairs, only to tarnish the ruler’s reputation to elevate themselves and drain the state’s resources for personal enrichment—such ministers cannot be called wise.
These behaviors are the twisted doctrines of chaotic times, rejected by the laws of the ancient sage-kings. The statutes of the former kings decreed: Ministers must not arrogate authority for themselves, must not seek private profit, must follow the ruler’s will in action, must refrain from wrongdoing, and must walk the path the ruler has set. In times of peace, the people uphold public law and abandon private schemes.
This passage elucidates the wisdom of governing a state. A ruler truly adept at statecraft devotes all their mind and talents to public affairs rather than personal gain. If the sovereign personally oversees all officials, time and energy would prove utterly insufficient. Moreover, when a ruler relies solely on sight, ministers will embellish appearances; when depending on hearing, they'll employ honeyed words; when trusting thought alone, they'll obscure truth with convoluted rhetoric. Thus the ancient sage-kings recognized these three methods as inadequate, abandoning personal cleverness to rely instead on laws and institutions, rigorously implementing rewards and punishments—this constitutes the essential principle of sage-kings' governance.
With perfected legal institutions, the world can be governed with clarity and efficiency. The cunning find no room for deception, the restless cannot practice flattery, and the treacherous discover no openings for exploitation. Even officials a thousand miles distant dare not speak recklessly, while attendants at court dare neither conceal truth nor gloss over faults. All court officials perform their designated duties, with even the lowliest functionary overstepping no boundaries. Such governance requires not exertion but rather flows with effortless ease—this is the fruit of skillfully wielding authority.
When ministers encroach upon the ruler's power, it resembles land being gradually eroded—the sovereign loses direction imperceptibly, even confusing east for west without realizing it. Therefore, the ancient sage-kings established the "south-pointing chariot" (an ancient compass device) to discern direction, metaphorically representing the need for correct legal standards in statecraft. The enlightened ruler makes ministers strictly adhere to the law, neither acting arbitrarily beyond its bounds nor abusing leniency within its framework.
This passage expounds the core Legalist doctrine of "governing through laws" (以法治国).
It begins by stating that whether exercising leniency beyond the law or enforcing strict penalties, the fundamental purpose is to prevent harmful acts. All actions of the ruler must follow legal statutes, as the function of law is to rectify faults. So-called "transcending legal boundaries" (游外) stem entirely from selfish motives. Establishing severe punishments and strict laws ensures unimpeded governance and deters wrongdoing.
The text emphasizes that the ruler must monopolize authority—power cannot be shared with ministers (威不贷错,制不共门), as this would lead to rampant corruption. If laws fail to earn public trust, the ruler's authority becomes precarious; if penalties are not resolutely enforced, evil cannot be suppressed.
Using craftsmen as metaphors, the author illustrates: even the most skilled artisan relies on compasses and squares (symbolizing legal standards), just as the wisest ruler must emulate the systems of ancient kings. Like carpenters using ink-markers to straighten wood or levels to balance surfaces, governance requires laws to "trim excess and supplement deficiency" (削高补低)—much as scales balance weight and measures equalize quantities.
The passage highlights the principle that "the law shows no favor to the noble" (法不阿贵): just as an inked line doesn’t bend to accommodate warped wood, neither the wise nor the brave may evade or dispute legal judgments. Punishment must be impartial, extending even to high ministers; rewards must reach all, leaving no commoner overlooked.
In conclusion: to correct a ruler’s errors, investigate ministerial corruption, remedy chaos, rectify fallacies, curb extravagance, and reform misconduct, the most effective instrument is law. Through statutes, officials are regulated and the populace awed; indulgence and negligence are checked, fraud and deceit halted. When penalties are stern, the powerful dare not oppress the weak; when laws are thorough, the ruler commands reverence.
This passage is from Han Feizi's chapter "Two Handles," discussing the two crucial levers of power for rulers—punishment and reward.
A wise ruler controls ministers primarily through these "punishment and reward" mechanisms. "Punishment" refers to executions and penalties, while "reward" denotes commendations and favors. Since ministers fear punishment and crave rewards, the ruler who personally wields these powers ensures officials both revere his authority and seek his benefits. However, treacherous ministers often invert this logic: they manipulate the ruler to punish those they dislike and reward their favorites. Should a ruler relinquish these powers, allowing ministers to dispense rewards and punishments, the people will fear the ministers rather than the sovereign, ultimately leading to the ruler's alienation from his subjects.
Han Feizi illustrates this with vivid analogies: A tiger subdues dogs with its claws and fangs, but if it lent these weapons to dogs, the tiger would instead be overpowered. Historical examples reinforce this—Duke Jian of Qi lost his throne when minister Tian Chang (a high official of the Spring and Autumn period) distributed grain generously to win popular support before assassinating him. Similarly, the Song minister Zi Han advised his ruler: "Bestow rewards personally as acts of benevolence, but delegate the enforcement of punishments to ministers." These cases demonstrate that punishment and reward form the foundation of sovereign power and must never be delegated.
The text particularly emphasizes that rulers who abandon legal standards for personal whims invite chaos in the hierarchy of authority. Ancient kings valued and transmitted this governance method precisely because they understood the principle that "a ruler's strength lies in controlling the essentials."
This passage from Han Feizi discusses how rulers should employ punishments and favors (刑德) to control their ministers, as well as how to prevent ministers from overstepping their authority.
In the state of Song, the ruler abandoned punishments, allowing his minister Zi Han to monopolize penal authority—resulting in the ruler being seized. In Qi, Tian Chang relied solely on favors (without balancing them with punishments), leading to the assassination of Duke Jian. Conversely, Zi Han used only punishments (without balancing them with favors), yet the ruler of Song was still overthrown. Thus, if modern ministers simultaneously hold the power of both punishments and favors, the ruler faces even greater danger than Duke Jian or the ruler of Song. Those rulers who are seized, killed, or deceived all lose control because they surrender the authority of punishments and favors to their ministers—inevitably leading to the downfall of their states.
To suppress corruption, a ruler must rigorously examine whether his ministers’ words match their actual governance (审合刑名). When a minister proposes a plan, the ruler assigns tasks based on that proposal and evaluates performance strictly according to results. If achievements align with the assigned tasks, and the tasks match the original proposal, the minister is rewarded. If they do not align, punishment follows. If a minister boasts grandly but accomplishes little, he is punished—not for the small achievement, but for the mismatch between words and deeds. If a minister proposes conservatively but achieves too much, he is also punished—not because the ruler dislikes great merit, but because the harm of misalignment outweighs the benefit (even excessive merit can threaten the ruler).
Once, after drinking, Marquis Zhao of Han fell asleep drunk. The official in charge of his hat (典冠), seeing him cold, covered him with a robe. Upon waking, the marquis asked who had added the garment, and his attendants named the hat official. The marquis punished both the robe official (典衣) and the hat official: the robe official for neglecting his duty, and the hat official for overstepping his authority. The marquis did not disregard the cold—he simply believed the danger of overreach was worse than discomfort. Thus, an enlightened ruler governs his ministers by ensuring they neither exceed their authority to claim merit nor speak inconsistently with their actions. Those who overstep must die; those whose words and deeds contradict must be punished. When each keeps to their duties and remains consistent (贞), ministers cannot form factions for private gain.
A ruler faces two dangers: if he appoints the worthy, ministers may exploit their reputation for virtue to coerce him.
This passage explores the delicate dynamic between rulers and ministers, using historical anecdotes to illustrate how a leader's preferences can trigger grave consequences.
Talented individuals often master multiple strategies, enabling them to manipulate power by capitalizing on a ruler's biases. When leaders appoint officials arbitrarily without assessing true capability, governance deteriorates. If a ruler favors "virtuous talent," ministers will feign moral conduct to please; when a ruler exposes personal desires, ministers conceal their true intentions. This makes it difficult for rulers to distinguish loyal subjects from treacherous ones.
Several famous examples are cited: King Goujian of Yue's admiration for bravery led his people to recklessly court death; King Ling of Chu's preference for slender waists sparked nationwide dieting; Duke Huan of Qi's lust and jealousy prompted the eunuch Jian Diao to castrate himself to oversee the harem; the same duke's gluttony drove the chef Yi Ya to cook his own son as an offering; King Kuai of Yan's ostentatious respect for worthiness allowed his minister Zi Zhi to feign declining the throne while actually usurping power.
These stories reveal a pattern: when rulers display dislikes, ministers hide their flaws; when rulers show preferences, ministers falsely claim corresponding abilities. Once a ruler's inclinations become apparent, ministers find leverage for personal gain—Zi Zhi seized power under the guise of virtue, while Jian Diao and Yi Ya exploited their lord's appetites. Ultimately, King Kuai perished in civil strife, and Duke Huan's corpse lay neglected, crawling with maggots.
The root cause lies in rulers revealing their emotional preferences to ministers who may not genuinely care for their sovereign but act for substantial profit. When rulers fail to conceal their true feelings and intentions, giving ministers opportunities to exploit these weaknesses, the emergence of treacherous officials like Tian Chang (the Qi minister who murdered his ruler) becomes inevitable.
(Note: Jian Diao was the self-castrating eunuch, Yi Ya the chef who cooked his son, Zi Zhi the Yan minister who usurped power, and Tian Chang the Qi official who committed regicide—all classic negative examples from pre-Qin political history.)
This passage expounds on the principles of rulership for sovereigns.
A ruler should eliminate personal preferences and aversions (hao-wu), allowing ministers to reveal their true nature (jian su). When the ruler remains impartial, ministers cannot feign loyalty and will naturally demonstrate sincerity. When all officials show their authentic selves, the sovereign cannot be deceived.
"Yang quan" refers to manifesting the Dao of statecraft. Just as Heaven and Earth follow their natural order (da ming), human society has its hierarchical norms between ruler and subject. Delicacies may please the palate, yet overindulgence harms the body; beauty may delight the eye, yet obsession depletes one's vital essence (jing). Therefore, eliminating extremes and excess preserves one's wholeness.
The Dao of governance lies in: concealing power while maintaining Wuwei (non-action). Delegate concrete affairs to ministers in all directions (shi zai si fang), but keep core authority centralized with the sovereign (yao zai zhong yang). When the enlightened ruler grasps the essential pivot, all quarters naturally submit. The sovereign need only maintain receptive emptiness, and ministers will exhaust their capabilities.
When worthy talents from across the realm gather (si hai ji cang), the ruler should guide the latent potential (yin) of subordinates to illuminate the sovereign's virtuous radiance (yang). After establishing left and right ministers, keep the gates open to worthiness (kai men er dang) without arbitrarily altering established personnel policies. Let talents and advisors work in concert (yu er ju xing), implementing policies continuously (xing zhi bu yi) - this constitutes following celestial principles (lü li).
All things have their strengths, all people their aptitudes. Only by positioning each individual appropriately can both superiors and subordinates find their proper places.
This passage discusses the wisdom of governance. A ruler should skillfully utilize each person's talents, just as roosters are meant to herald dawn and cats to catch mice—each fulfilling their proper function. If superiors constantly flaunt their abilities, subordinates will feign competence to deceive them; if leaders relish flattery, their ministers will pander to such preferences. When these hierarchical roles become disordered, the state cannot be well-governed.
The true Dao of governance begins with rectifying names and duties (clarifying responsibilities and proper titles). When names are properly established, affairs remain stable; when names become confused, situations grow unstable. Therefore, the sage holds fast to the Great Dao (Da Dao), maintaining serenity so that titles naturally clarify and matters naturally settle. When superiors do not display their personal abilities, subordinates can preserve their innate simplicity and integrity.
Assign roles according to talent, allowing subordinates to fulfill their designated responsibilities independently. Grant appropriate authority, and they will take initiative. Use proper titles to regulate conduct—if the meaning of a particular title is unclear, observe the concrete actions that correspond to it. When titles and actions perfectly align, one can employ people correctly. Thus, when both superior and subordinate interact with sincerity, the latter will reveal their true nature.
Handle governmental affairs with caution, following the Mandate of Heaven (natural law). Those who never lose sight of governance's essential principles can become sages. The sage's way of governance requires discarding personal cleverness and subjective assumptions to follow objective laws.
This passage elucidates the fundamental principles of governance. Those clever yet deceitful tactics ultimately prove unsustainable (as such opportunistic methods inevitably deviate from the proper path and must therefore be discarded). When ordinary people employ such methods, they invite disaster; when rulers use them, the state will perish.
One must follow natural laws (the Dao of Heaven) and grasp the essence of things (the principles of form), repeatedly examining and verifying them through cyclical study (after abandoning clever tricks, one must align with the Dao above while comprehending the essence of things below—both require thorough investigation, returning to the beginning after each matter concludes). Maintain a tranquil and receptive mind, never rushing to voice opinions first (one should remain calmly receptive, allowing others to express themselves before speaking).
The greatest danger for a ruler lies in blindly approving the initial statements of ministers (the "beginning" refers to the opening of a proposal. If a ruler approves all ministerial statements without discerning their validity, partiality will invite calamity). One should listen attentively but refrain from immediate endorsement, ensuring the people will follow in unity (when ministers present matters, the ruler should first listen without hasty approval, then select the reasonable aspects to implement as guidance—thus the people will follow unanimously).
The Dao is vast and formless, while De (Virtue/Power) manifests in universal patterns. All things operate according to the Dao's principles, each finding its place without disturbing the Dao's tranquility (the Dao does not deliberately interfere with the myriad things, yet they naturally remain at peace). The Dao permeates all phenomena—timing must be grasped according to actual circumstances (one should examine things through the Dao, adapting to the moment to determine what thrives or fades).
By investigating the names of different things, their shared essence can be discovered (examining diverse names must lead to their unifying essence). Thus it is said: The Dao differs from concrete things (thus it can generate them), De differs from Yin-Yang transformations (thus it can complete them), the balance scale differs from the weights it measures (thus it can discern heaviness), the carpenter's line differs from the wood's curvature (thus it can straighten bends), harmony differs from dryness and dampness (thus it can balance them), and the ruler differs from the ministers (thus he can govern them). These six relationships all manifest the Dao's function (these relationships originate from the great Dao—hence "the Dao's emergence").
The Dao is singular and unique, thus called "the One." Therefore, the enlightened ruler...
The passage elucidates the wisdom of ruler-minister interaction, with its core philosophy rooted in the Daoist principle that a sovereign should maintain a state of serene non-action (Wuwei) to govern subordinates effectively.
Rulers and ministers follow distinct principles: ministers present concrete proposals (using verbal arguments, known as "mingdao"), while the ruler holds the standard for judgment. When ministers propose specific plans (demonstrating their form), the ruler verifies whether names and realities align (examining form and name for congruence), ensuring harmonious cooperation between superior and subordinate.
The key to receiving counsel lies in allowing others to fully express themselves before evaluating the validity of their words (using their own statements as a basis for reflection). By clarifying titles to define responsibilities (examining names to establish positions) and distinguishing categories to organize relationships (clarifying divisions to differentiate types), the ruler maintains order. When listening to advice, the sovereign should remain as relaxed as if intoxicated (appearing deeply muddled), withholding immediate reactions so that ministers speak freely.
A crucial emphasis is placed on the ruler never initiating discussions (avoiding being the first to speak). The more bewildered the ruler appears (seeming utterly confused), the more actively ministers will analyze issues (naturally revealing their thoughts). Let differing viewpoints converge like spokes in a wheel (gathering naturally without interference), while the ruler refrains from engaging in debates (remaining above contention). Maintaining this state of Wuwei (a foundational Daoist concept) embodies the true essence of governance.
Practical methods include cross-referencing and comparing matters (juxtaposing and evaluating), while keeping fundamental principles unshaken (preserving the unchanging root). This ensures actions remain faultless. Even when adjusting policies, changes should appear effortless (modifying through non-action). A stern warning is given: excessive favor toward certain proposals invites complications (creating unnecessary affairs), while disdain for counsel breeds resentment.
This passage from Han Feizi discusses the art of statecraft for rulers, emphasizing the importance of maintaining an impartial and detached attitude akin to the natural impartiality of heaven and earth.
The text first advises rulers to eliminate personal preferences and maintain inner stillness (emptying the mind to make it a dwelling for the Dao). By refraining from easily displaying emotions like joy or anger, subordinates cannot speculate about the ruler's true intentions. When the ruler does not share power with ministers (the superior does not jointly possess it with them), it instead inspires reverence and loyalty.
The ruler should observe subordinates as if viewing a courtyard from an inner chamber (gazing upon the courtyard from within the room), maintaining a certain distance for calm judgment. Using "closing the inner gate" as a metaphor for shutting the mind's door to observe secretly, and "measuring by inches" to represent precisely evaluating subordinates' actions. Rewards should be given where due, punishments administered where warranted (rewarding what should be rewarded and punishing what should be punished), ensuring all good and bad deeds receive appropriate consequences—thus the people will naturally submit.
After establishing clear regulations (when compass and square are set in place), similar matters can be handled by analogy (the other three corners will align). The ruler need not deliberately cultivate mystery (the ruler need not be divine), but must make subordinates understand that all actions have consequences (subordinates will then have cause). If policies are improper, the people will question them using common sense (subordinates will examine them against constant principles).
Finally, heaven and earth serve as metaphors: the ruler should be as impartial as heaven covering all things and earth bearing all creatures (like heaven, like earth), without distinction between closeness and distance (who is distant, who is close). One who attains this state is called a sage (this is called the sage). This governance technique emphasizes objective standards and institutional constraints, embodying the Legalist principle of "making no distinction between kin and stranger, noble and base—all are judged equally by law."
This passage elucidates the fundamental principles of state governance for rulers. It first addresses the handling of confidential court affairs—monarchs must maintain appropriate distance from ministers regarding internal matters (nei refers to the ruler's confidential affairs, which must remain undisclosed). In managing external bureaucratic affairs, each official position should be assigned to a single individual to prevent power struggles (wai denotes government administration; assigning one person per position prevents power dispersion). An excessive number of subordinates under ministers leads to the erosion of authority (when ministers amass large followings, they form private power blocs).
The highest form of governance lies in maintaining an inscrutable presence (a state of shenyin buce, or divine concealment beyond prediction). Strict evaluation must ensure officials' titles align with their actual responsibilities (xingming refers to assessing the correspondence between name and reality), enabling the people to fulfill their proper roles. Abandoning these foundational principles in pursuit of alternative methods constitutes the gravest folly. Such deviation breeds increasing cunning among subjects (as the core governance principles become corrupted).
Three critical warnings follow: First, never allow ministers to grow so wealthy they lend money to the ruler (this inverts the proper sovereign-subject relationship). Second, never permit ministers to attain such high status that they threaten the monarch. Third, avoid exclusive favoritism toward any individual, lest the state be lost (concentrating power in a minister's hands is perilous). This resembles a calf thicker than the thigh making swift movement impossible (metaphor for ungovernability when ministerial power surpasses the ruler's). Should the ruler lose divine majesty and mystery (shishen, being transparent to subjects), treacherous ministers will trail behind like tigers. If the ruler remains oblivious to danger, these "tigers" will disguise themselves as dogs (ministers concealing true intentions). Without timely intervention, these "disguised dogs" will multiply (signifying the proliferation of conspiratorial factions).
This passage employs the metaphor of tigers to elucidate the relationship between ruler and ministers and the principles of governance. When tigers form packs, they may turn against the tigress (symbolizing the ruler) – similarly, when a ruler is surrounded by ministers who form factions (like a tiger pack), the state will perish. The ruler must enforce laws strictly so that the "great tigers" (powerful ministers) remain fearful and restrained.
The author outlines several key governance principles: factions among ministers must be suppressed, lest they gather more allies; rewards must be appropriately measured, or greedy individuals will overreach. Using the analogy of lending an axe to an enemy, the text warns against giving rebellious ministers any opportunity.
Citing the Yellow Emperor (Huangdi), it describes the daily power struggle between ruler and ministers: ministers conceal selfish motives while testing the ruler's limits, while the ruler employs systems to constrain them. Institutions are the ruler's treasure, while factions are the ministers' capital. Ministers refrain from regicide only when their factional power remains insufficient. The passage concludes with a grave warning: even when a ruler commits the slightest error (a "fingerspan" – a tiny unit of four fingers' width), ministers may gain enormous advantage (a "fathom" – a large unit of eight feet). This is a peril all rulers must vigilantly guard against.
This passage discusses the wisdom of rulers in governing a state, with its core principle being the prevention of ministers from becoming overly powerful and threatening the sovereign's authority.
A ruler should not excessively expand the capital city (as an overly large capital could provide ministers with a base for rebellion). A ruler who follows the Dao (the Way) will not allow ministerial families to become overly prominent (if the families of high officials grow too powerful, their retainers may oppress the sovereign). Similarly, a wise ruler will not excessively elevate the status of ministers (if ministers rise too high, they may suppress the ruler in turn).
When ministers amass excessive power and wealth, they will scheme to replace the ruler. To guard against this danger, the ruler must swiftly establish the crown prince (the heir serves as the ruler's deputy and the state's stronghold), thus preventing chaos from arising. When surrounded by threats on all sides, the ruler must personally grasp the reins of power (holding them as precisely as a measuring tool).
Ministers with formidable influence must be weakened ("formidable" refers to those with numerous allies and exalted status), while those with weaker influence should be gradually dismantled. Weakening must be as subtle as the waning moon (in accordance with the heavenly principle that what flourishes must decline), and dismantling must be as relentless as drilling wood to make fire. Laws must be clear and simple, and punishments must be decisive and thorough.
Vigilance must never be relaxed, just as a bow must never be left slack (symbolizing that penal laws must not be abandoned). A single nest cannot hold two male birds (symbolizing that official positions must not be held by unworthy individuals), or else endless strife will ensue. If wolves (symbolizing corrupt officials) enter the sheepfold, the flock will struggle to thrive. A household with two masters will accomplish nothing (subordinates will not know whom to obey); if husband and wife contend for authority, the children will be left in confusion.
A ruler must regularly prune the branches (symbolizing the weakening of ministerial power), never allowing them to grow too dense (symbolizing the expansion of ministerial influence). If the branches become too lush, they will obstruct the public court (symbolizing how ministerial power threatens the sovereign's authority).
This passage from Han Feizi's "Eight Villainous Strategies" chapter discusses eight deceitful tactics ministers might use to deceive their ruler. Here's a modern interpretation:
The text begins with an arboreal metaphor: if branches (representing powerful ministers) are allowed to grow unchecked, they will overwhelm the trunk (the ruler). Regular pruning is necessary to prevent situations where branches become thicker than the trunk. Just as a tree's vitality may be damaged when spring winds spur excessive growth that strains the trunk, if ministers accumulate excessive power, further royal favors will only increase their dominance, ultimately threatening the ruler's position.
Regarding royal clansmen (the ruler's relatives): when there are too many non-heir princes, they threaten the primary heir's position. The solution is to weaken their influence like pruning branches and uprooting the tree (metaphorically destroying their power base), depriving them of vitality. Like how no one gazes into turbid waters for reflections, these factions must be rendered unattractive. A ruler must discern their intentions and strip away their influence. When exercising authority, the ruler must act with thunderous decisiveness.
The first villainous strategy called "Sharing the Bed" involves exploiting the ruler's favored consorts and beautiful concubines. These beloved women can cloud the ruler's judgment. Treacherous ministers work through them, making requests when the ruler is sated with wine and pleasure - the most vulnerable moment for granting favors. Thus, cunning ministers secretly curry favor with these women to speak on their behalf.
Through arboreal imagery, this passage vividly illustrates how ministerial overreach threatens sovereign authority while proposing concrete countermeasures. The "Sharing the Bed" strategy, as the first of eight villainous methods, exposes the perennial political danger of harem interference in ancient governance. Han Feizi argues rulers must maintain constant vigilance against such covert erosions of power.
This passage discusses four methods by which treacherous ministers delude rulers:
The first is called "sharing the bedchamber," where gold, silver, and jewels are used to curry favor with the ruler's consorts and favored children. Once these inner court figures are beguiled, they influence the ruler's judgment, allowing the schemes of treacherous ministers to succeed.
The second is called "keeping company," referring to the ruler's close attendants like entertainers and dwarfs. These individuals excel at reading expressions and anticipating desires before the ruler even speaks, constantly pandering to whims. Treacherous ministers use them to offer rare treasures as bribes, while externally engaging in unlawful acts, gradually eroding the ruler's discernment.
The third targets "fathers and elder brothers"—the ruler's uncles, brothers, and high-ranking court officials. Treacherous ministers use music and beautiful women to please the royal clan, and honeyed words to win over ministers. After achieving their aims, they secure promotions and titles for these figures, sowing discord between them and the ruler.
The fourth is called "nurturing calamity," exploiting the ruler's fondness for lavish palaces, exotic birds, and rare beasts—indulgences that bring pleasure. Treacherous ministers impose heavier taxes to feed these appetites, draining the people's strength while immersing the ruler in decadence and neglect of governance. Such indulgence in the ruler's faults is as dangerous as cultivating disaster itself.
The text particularly emphasizes that these methods aim to make the ruler lose their original clarity of mind, ultimately paving the way for usurpation. Han Feizi uses these examples to warn rulers to remain vigilant against the corrosive influence of those around them.
This passage discusses eight treacherous techniques used by ministers to deceive their rulers, as systematically analyzed by Han Feizi with their detrimental consequences:
The fifth is called "winning popular support" (min meng). Certain ministers exploit state resources to curry favor with the common people, using petty favors to buy loyalty and ensure public praise from both court and countryside. Thus they appropriate the ruler's rightful benevolence as their own, severing the vital connection between sovereign and subjects to advance personal ambitions.
The sixth is termed "controlling discourse" (liu xing). Since rulers remain secluded in palaces with limited outside information, treacherous ministers gather silver-tongued persuaders to bewilder the monarch with honeyed words. These rhetoricians tempt with benefits and intimidate with disasters, weaving false narratives to corrupt the ruler's judgment.
The seventh method is "displaying might" (wei qiang). While rulers should rely on ministers and people as their strength, deceitful officials instead cultivate private armies and assassins. By demonstrating military power to intimidate others—making clear that compliance brings prosperity while resistance means ruin—they coerce obedience from both officials and populace.
The eighth technique involves "leveraging foreign powers" (si fang). Though smaller states should cautiously serve greater ones, treacherous ministers deliberately impose heavy taxes to deplete national treasuries, weakening their own state to please powerful neighbors. They employ foreign influence to pressure the ruler—at worst inviting invading troops, at minimum frequently summoning foreign envoys to overawe the sovereign.
Han Feizi concludes that these eight techniques constitute the means by which ministers obscure truth and usurp authority, representing the root causes of a ruler's loss of power. Wise monarchs must vigilantly recognize these plots, while internally guarding against interference from inner court factions.
This passage discusses how a ruler should guard against eight types of treacherous behavior to prevent power from being usurped by subordinates. Regarding close attendants, the ruler must demand strict consistency between their words and actions, prohibiting them from making exaggerated claims (to prevent courtiers from deceiving the sovereign). When dealing with relatives and high-ranking ministers, the ruler should require them to bear the consequences of their advice—rewarding them if their counsel proves sound and punishing them if it fails, thus preventing reckless recommendations (to curb factionalism among relatives and officials).
Concerning entertainment and luxury items, the ruler must investigate their origins, forbidding ministers from presenting or removing such items at will to prevent them from flattering by anticipating the ruler’s desires (to block attempts to seduce the ruler with pleasures). When distributing relief supplies, the credit for opening granaries must belong solely to the ruler, never allowing ministers to exploit such acts to win public favor (to stop officials from privately currying popular support). Upon hearing mutual evaluations among ministers, the ruler must verify the praised individual’s merits and the criticized one’s faults, prohibiting collusive private assessments (to prevent manipulation of public opinion).
For warriors, military achievements should be richly rewarded but private duels severely punished, banning ministers from buying their loyalty with wealth (to avert threats from armed forces). Regarding requests from feudal lords, legitimate ones should be granted while unlawful ones refused (to deter external interference). So-called "rulers of a doomed state" do not lack a country—rather, their state is effectively controlled by powerful ministers. If decrees are dictated by external forces, such a ruler, though nominally on the throne, has already lost the state. Blind obedience to powerful nations may seem like salvation, but in truth, it hastens destruction (highlighting the peril of surrendering autonomy).
This passage discusses the principles of employing talent and governing a state. A wise ruler establishes official positions, ranks, and emoluments to select capable individuals and reward meritorious subjects. The virtuous should receive generous stipends and hold important offices, while those with great achievements deserve noble titles and substantial rewards. When appointing worthy individuals, their abilities must be carefully assessed; when distributing emoluments, the rewards must correspond to their contributions. This ensures that the virtuous will not deceive the ruler, and meritorious officials remain motivated to achieve more.
Yet reality often differs. Some rulers fail to examine actual competence or merit, instead favoring recommendations from powerful nobles and aristocrats. They heed the requests of close courtiers—even fathers, brothers, and high ministers petition for ranks and stipends on behalf of others, only to trade these appointments privately for profit, amass wealth, and cultivate personal factions. Consequently, the wealthy purchase prestigious titles, those connected to the powerful secure appointments through patronage, while truly deserving officials are denied advancement.
Such practices breed grave consequences: officials neglect their duties, preoccupied with currying favor and accumulating wealth; the capable grow indolent, and the meritorious become disheartened, abandoning their pursuits. Han Feizi identifies this as the very malaise that leads a state to ruin.
The text particularly emphasizes that when a ruler refuses to entertain ministers' biased counsel, they will not collude with foreign lords. When neighboring rulers know the sovereign is impervious to slander, they will reject their own ministers' false accusations. This reflects Han Feizi's doctrine of the "enlightened ruler's way" (明主之道)—that a true sovereign must discern with utmost clarity, remaining unswayed by deceitful words.
Source text: Kanripo 漢籍リポジトリ(KR5f0011); Licence: CC BY-SA 4.0 · Report an error / feedback