About this page. The original text of 《鬼谷子》 (Taixuan 太玄部, 3 volumes) is shown in Classical Chinese as transmitted in the Kanripo (Kyoto University) edition. An English interpretation of the 54 passages on this page accompanies it: select a passage or press “Interpretation” to show it. All texts in English
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Vol. 1
The opening chapter of Guiguzi discusses the way sages conduct themselves between heaven and earth. Observing the operating principles of all things in the world, they guide sentient beings toward the right path. They comprehend the Dao earlier than ordinary people, using their prophetic wisdom to enlighten future generations.
The text introduces the technique of "opening and closing" (baihe): when engaging in conversation, one should sometimes actively prompt the other party to speak (bai), revealing common ground; at other times, one should remain silent and conceal one's edge (he), allowing the other to disclose differences voluntarily. This is the fundamental method of persuasion.
Sages understand the world by observing the transformations of Yin and Yang (the two complementary and opposing aspects of all things). The dispersing Yang Qi promotes the growth of all beings, while the gathering Yin Qi brings them to maturity. By grasping the pivotal points of rise and decline, they can foresee fortune and misfortune. They delve deeply into the developmental patterns of all phenomena, discern the subtle signs of shifts in human psychology, and firmly grasp the keys to survival and demise, gain and loss.
From ancient times to the present, the fundamental principles of sages have remained consistent: guiding people to avoid calamity and move toward survival and flourishing. Though their methods vary endlessly—sometimes yielding (Yin), sometimes firm (Yang); sometimes open, sometimes closed; sometimes relaxed, sometimes tense—they all follow an inherent logic.
Thus, sages always adhere to the root principles, assessing the timing and circumstances to determine the sequence of action. When evaluating others, they weigh their abilities and strengths, compare their skills, and adapt their strategies according to the actual situation.
This scripture expounds the wisdom of recognizing and employing people. "Quanmou" refers to strategic intelligence, "caineng" denotes personal capability, while "jiqiao" indicates various skills. When employing people, sages invariably assess an individual's level of strategic thinking and ability, examine the strengths and limitations of their skills, and then assign responsibilities according to each person's unique talents.
Human character manifests in distinctions between virtue and vice, wisdom and foolishness, courage and timidity, as well as varying degrees of benevolence and righteousness. Therefore, different approaches should be adopted: embrace the virtuous and capable with open arms, while maintaining vigilance against those of poor character; promote and entrust responsibilities to the wise and courageous, whereas the foolish and timid should be demoted or kept at a distance. In this way, everyone occupies their proper position and fulfills their potential, allowing the leader to govern the whole situation with effortless composure.
When evaluating talent, one must first distinguish between genuine and superficial abilities, discerning true aspirations by observing a person's interests and inclinations. In conversation, one may appropriately challenge the other's viewpoints, probing for truth through counterquestions; one should know when to engage openly and when to remain silent. Open dialogue builds rapport, while measured silence helps discern authenticity.
Every proposal requires clear judgment regarding its feasibility, with thorough analysis of similarities and differences. Even when opinions diverge, if the other party adheres to principles, one should first accommodate their perspective to observe the outcome. Whether engaging openly or maintaining silence, the crucial point lies in maintaining proper balance—acting with thoroughness and precision. This subtle mastery must align with the natural order of things.
(Note: "Bai" signifies openness and acceptance; "He" represents closure and caution. These constitute essential methodological concepts in the Guiguzi, referring to the dialectical application of openness and restraint in human interactions.)
Both techniques (referring to the art of opening and closing) must subtly align with the principles of the Dao to be properly applied.
"Opening" means analyzing the other party's true situation; "Closing" means consolidating genuine relationships. After analysis, one must filter information; when consolidating, one must regulate speech and action—because emotions contain both truth and falsehood that require discernment, and sincerity may falter midway, requiring restraint. One must weigh gains and losses as carefully as measuring weight on a scale to establish appropriate standards. The sage plans accordingly: when the proportion of weight is clear, norms can be established to control the situation, ensuring everything finds its proper place, and strategies can then be devised for people to follow.
If the standards of measurement are not met, the sage reconsiders the plan. Just as an object that doesn't match the scale's markings or a length that doesn't conform to measurement standards becomes useless, the sage reflects and seeks ways to improve.
Thus, the application of "Opening": adopt what meets the standard and set aside what doesn't; the application of "Closing": embrace what is sincere and discard what is false. This art of opening and closing embodies the natural order of heaven and earth—closing aligns with the nature of Kun (Earth), while opening aligns with the virtue of Qian (Heaven). The alternation of yin and yang, the changing of seasons, and the rise and fall of all things are manifestations of this principle. The so-called "vertical and horizontal" strategies mean that all things flourish through opening and decline through closing.
All fluctuations, confrontations, and reversals stem from the art of opening and closing. Whether guiding the other party's actions in reverse, maneuvering through shifts in advantage, or creating contradictions through opposition, all arise from opening and closing. Thus, this is the fundamental principle.
The art of opening and closing reflects the evolution of the great Dao and the subtlety of speech. One must foresee trends of change in advance. Without opening and closing, the Dao cannot be manifested; without variation, speech cannot be effective. The methods of opening and closing elucidate the Dao and the subtleties of speech. Even the greatest endeavors succeed by adapting to change, so one must anticipate—fortune and misfortune hinge on this.
The mouth is the window of the heart, and the heart is the ruler of the spirit. Thoughts are expressed through speech, so the tongue is the gateway to intention; the spirit is governed by the heart, making it crucial to guard this key.
The heart is the ruler of the spirit (Shen). Human psychological activities such as aspirations, desires, joys, passions, contemplations, and strategies all pass through the mouth as if through a gateway. These eight mental states must all find expression through speech, hence they are said to enter and exit like through a door.
Therefore, the method of "opening and closing" (baihe) is used to regulate the flow of speech. "Opening" (bai) means to speak and express, belonging to Yang; "closing" (he) means to remain silent and withhold, belonging to Yin. If these eight mental states lack proper regulation of opening and closing, matters may spiral out of control. Thus, the art of opening and closing governs their expression: outward speech is Yang, while thoughts kept within are Yin. When Yin and Yang are harmonized, their application remains appropriate throughout.
When speech is measured appropriately, Yin and Yang achieve harmony; when sequence is properly ordered, beginnings and endings remain reasonable. Discussions about longevity, happiness, wealth, honor, reputation, preferences, profit, satisfaction, and joy belong to Yang and are called "beginnings," as these all pertain to life. Conversations about death, sorrow, poverty, suffering, disgrace, loss, ruin, disappointment, misfortune, and punishment belong to Yin and are called "endings," as these all point toward death.
All speech following Yang's model is termed "beginning," initiating matters with auspicious words; all speech following Yin's model is termed "ending," concluding plans with inauspicious words. When speaking, one must understand when to employ Yin speech and when to use Yang speech, while listeners must likewise comprehend this principle.
In applying the Dao of opening and closing, use both Yin and Yang speech to test others. Either inspire them to speak openly or guide them into silence—through this interplay of Yin and Yang expressions, one discerns their true intentions. Therefore, when speaking with those abundant in Yang Qi, guide the conversation upward; when engaging those heavy with Yin Qi, direct it downward. Use humble speech to accommodate petty individuals, and employ lofty discourse to move noble persons.
Mastering this principle means nothing remains unspeakable, nothing unapproachable, nothing inexpressible. When the Dao of Yin and Yang is thoroughly understood, and the realities of both great and small are grasped, then all entrances, exits, advances, and withdrawals may follow one's will. One may persuade individuals, families, nations, or even the entire world. The smallest matters can be penetrated to their depths, while the grandest situations can be governed in their entirety.
The two polarities of Yin and Yang represent the ultimate states of mutual transformation: when Yin develops to its extreme, it loses its intrinsic essence; when Yang reaches its peak, it transcends external boundaries. The waxing and waning, acceptance and rejection, divergence and return of all phenomena in the world are fundamentally governed by the dynamic interplay of Yin and Yang.
To elaborate: natural mutual enhancement is called "benefit" (Yi), while artificial interference causing harm is termed "damage" (Sun); separation due to ideological discord is "departure" (Qu), while union through shared aspirations is "approach" (Jiu); complete severance after rupture is "abandonment" (Bei), whereas return after leaving is "reversion" (Fan). All these phenomena follow the principles of Yin-Yang transformation.
Yang's nature is movement and expansion, while Yin's essence is stillness and contraction. Yang actively manifests outwardly, while Yin correspondingly settles inward. When Yang develops to its extreme, it returns to its origin; when Yin reaches its culmination, it transforms into Yang. This illustrates how hierarchical relationships mutually fulfill each other through the continuous conversion between Yin and Yang.
The leader (Yang) cultivates virtue (De) through action, while followers (Yin) accomplish tasks through concrete work. Superiors embrace subordinates with benevolence, while subordinates support superiors with practical contributions—mirroring the natural law of Yin-Yang interaction between heaven and earth. This principle equally applies to human relationships.
This methodology of opening and closing (Baihe zhi shu) constitutes the fundamental approach to handling all matters, just as the round heaven and square earth form the framework of existence. Only by comprehending this law of alternating expansion and contraction can one grasp the gateway to all developments.
The ancient sages educated humanity by consistently adhering to the formless principle of the Dao (the Way). They verified the present by reflecting on history and understood themselves by observing others. In decision-making, they invariably deliberated thoroughly: to foresee the future, one must first study the past; to comprehend the present, one must examine history; to understand others, one must first scrutinize oneself.
When contradictions arise between the principles of movement and stillness or truth and falsehood, one must trace back through history for resolution. This method of reverse contemplation to master universal patterns constitutes the sage's key to comprehensive action and inevitable success.
This passage elucidates the thought processes and communication techniques of ancient sages. The core idea is: verify principles through reverse thinking, and understand others through silent observation.
The ancients believed that when matters seem inexplicable, one should contemplate them inversely—this often reveals the crux of the problem. Just as we study ancient wisdom today by comparing past and present to verify truths, this constitutes the sage's mode of thinking. Without careful examination, crucial details may be overlooked.
In conversation, when others speak (dynamic), maintaining silence (static) allows clearer observation. Through their words, one discerns their true intentions. If their statements seem unreasonable, refrain from immediate refutation. Instead, pose reverse questions that prompt self-reflection—the correct answer will naturally emerge.
All speech carries symbolic meaning (法象, faxiang), and all matters permit analogical reasoning (比例, bili). Using formless principles to probe voiced words resembles fishing with bait or hunting with nets. In dialogue, employ appropriate topics as "lures"—the other party will naturally reveal truths. This mirrors setting hunting nets: with proper method, principles manifest spontaneously.
If the interlocutor remains silent or resists analogy, adapt the approach. Guide them with symbolic language; once their true thoughts surface, steer the conversation accordingly. This resembles a herdsman adjusting methods based on circumstances.
(Note: "法象" denotes symbolic expression; "比例" refers to analogical reasoning; "钓语" indicates guided conversational techniques)
This passage elucidates the method of grasping the essence of things through adaptation and response. "Response means harmony" suggests adjusting one's approach according to the other's changes—first discerning their intentions, then guiding them in accordance with their nature.
In communication, the back-and-forth between both parties allows one to observe the other's words and actions (symbols and comparisons) to discern their true intent, thereby establishing a solid foundation. By carefully examining their words and verifying them repeatedly, one ensures there are no oversights.
The sage employs different methods to guide the foolish and the wise: with the foolish, one conceals true intentions to test their sincerity; with the wise, one actively elicits their reactions to understand the truth. A master listener achieves the state of "sitting in oblivion" (forgetting the self), where even the transformations of spirits and ghosts become perceptible, naturally allowing them to grasp the most hidden truths.
The key lies in adapting appropriately and guiding prudently. If guidance is improper, one cannot truly understand the other; without thorough understanding, a stable foundation cannot be established. In dialogue, when the other's words shift, one should use counter-questions to encourage them to speak more while maintaining inner stillness.
To hear another's innermost thoughts, one must first be silent; to make them speak, one must first restrain oneself; to occupy a higher position, one must first be humble; to gain benefit, one must first give. This is the wisdom of reverse guidance. To open another's heart, one must guide their speech through analogy, for like perspectives resonate with one another, and the truth will ultimately reveal itself.
To understand another's true thoughts, one must first guide them through metaphors and symbols. When their mind begins to stir, lead them patiently like a shepherd tending his flock, allowing their true feelings to emerge naturally. Just as a crane's cry in the shadows draws a response from its kind, genuine principles will resonate with their heart, creating mutual understanding.
In conversation, approach from varied angles: follow the current topic or introduce new threads; discuss matters concerning superiors or explore subordinate management. Through such dialogue, one discerns truth from falsehood, distinguishes similarities from differences, and penetrates whether the other's words reflect genuine intent or mere pretense. A person's speech, actions, and emotional expressions all manifest their inner reality.
All these methods share one fundamental principle: first stabilize your own Shen (spirit). Observe the other's words with reflective detachment to uncover their hidden meanings. This verification is as reliable as checking a signed contract—the key to knowing others lies in perceiving their authentic emotions.
Maintain inner calm while listening attentively to their words, meticulously examining the subjects they discuss to distinguish strengths from weaknesses, substance from emptiness. Even seemingly trivial remarks reveal patterns when observed closely. It is like delving into their heart to measure their capabilities and fathom their intentions with the precision of matching tally slips, as infallible as the Tengshe (celestial serpent) foretelling fortunes, or Houyi the archer never missing his mark. Such is the art of listening to comprehend true sentiments.
Thus the origin of understanding lies in self-knowledge. Only by knowing yourself can you truly know others. To understand others is wisdom; to know yourself is enlightenment. Enlightenment begets wisdom, and wisdom springs from enlightenment. Therefore, to understand others, you must first understand yourself.
This passage from the Guiguzi discusses the way sages interact with each other and the art of employing people, using vivid metaphors to illustrate its principles.
Those who truly understand each other are inseparable, like the two halves of a flatfish swimming side by side, their relationship as close as light and its shadow. When sages share mutual understanding, their minds resonate like paired flatfish moving in unison; when virtuous individuals gather, truth naturally emerges, just as shadows inevitably appear in the presence of light.
Observing another's words should be as precise as a magnet attracting a needle or a tongue tasting the flavor of bone. A sage discerns a worthy person as surely as a magnet draws a needle or a tongue detects the taste of bone. The way sages and worthies interact is profoundly subtle—within moments, they perceive each other's essence, much like the interplay of Yin and Yang or the complementary relationship between square and round.
Regarding the employment of talent: When ability has yet to reveal itself, guide with a rounded, adaptable approach; once talent becomes evident, employ a square, principled method to entrust responsibility. Whether promoting, demoting, transferring, or assigning important tasks, one must follow this principle of balancing round and square. If one cannot first establish the proper interplay of adaptability and firmness, it becomes impossible to manage people correctly.
Acting without grasping the essential principles leads to the loss of genuine connection and the right path. Those who can assess circumstances with discernment and manage others with inner resolve—while leaving no trace of their methods—reach the realm of "Heavenly Spirit." Such leaders conceal their virtue (De) yet exert profound influence, appearing formless and intangible, so that people are shaped by them without knowing how.
Finally, the passage addresses the relationship between ruler and minister: Sometimes, what seems distant is actually intimate, while apparent closeness may conceal detachment. The key lies in whether there is true inner alignment (neijian—a firm bond of the heart). When minds resonate, the connection becomes as seamless as an unbroken ring.
This passage discusses methods for establishing stable relationships between rulers and ministers, with the core concept being "inner connection" (neijian) — a natural默契 (qìhé, resonance) akin to how a mother spider protects her offspring.
When you seek to approach a ruler but remain unappreciated, it may indicate your strategies don't align with his intentions. Conversely, if you attempt to leave yet are recalled, your abilities likely meet the current needs. Sometimes, those constantly present are overlooked, while distant figures are longed for—all depending on whether aspirations resonate between both parties.
Four methods exist to forge enduring bonds: connecting through Dao and De (nominally as a minister, but essentially as a teacher), interacting as friends (nominally subordinate, genuinely companionate), sustaining ties through material wealth (like the favored ministers of tyrants Jie and Zhou), or attracting via charm. Truly masterful ministers emulate the mother spider guarding her young: moving freely without trace, wholly retaining initiative—drawing close when needed, distancing when appropriate, adapting fluidly to circumstances.
When offering counsel, two principles matter: proposals must resonate with the ruler’s inner inclinations ("inner"), while strategies must tangibly resolve issues ("connection"). Thus, some seem distant yet trusted, having established默契 (qìhé) in secret; others nearby are estranged due to ideological misalignment. Rejected advice reveals flawed methods, while post-departure reinstatement proves one’s indispensability.
This passage elucidates the principle of flexibly applying strategies according to actual circumstances:
When your proposal isn't accepted initially but proves correct later, this is called "zhong lai shi" (after-the-fact validation). Good advice may be rejected because it's ill-timed, while distant prospects appear attractive when aligned with long-term planning.
When actions accord with one's grand strategy, one can await the opportune moment. Thus, acting without understanding a matter's essence leads to obstacles, and persuading without grasping reality invites rejection. Like driving toward Chu kingdom while heading north, or Chen Zhen's failed persuasion of Qin—both failed by contradicting actual conditions.
Only by grasping reality can correct strategies be formulated. Like geese riding favorable winds or fish swimming in open seas, following the natural flow becomes unstoppable. Applying strategy this way allows free movement between advance and retreat, expansion and contraction.
Therefore, sages first comprehend reality before acting, thus mastering all things. Precisely because they grasp reality, they can stabilize relationships and implement governance strategies like benevolence and virtue.
The concrete method involves: first studying classics like the Book of Songs and Book of Documents, integrating personal insights, adjusting strategies according to circumstances, and determining priorities. Use "nei" (internal) methods—emotional connection—for alliances, and "wai" (external) methods—maintaining distance—for estrangement. Applying these requires understanding their principles, anticipating future developments, and decisive resolution of doubts.
Those skilled in applying internal-external strategies never err in planning, thereby establishing merit and virtue. Governing people and managing resources is called "jian er nei he"—harmonizing ruler-minister roles for proper hierarchy, and balanced taxation for equitable burdens. Clear hierarchy defines responsibilities, while balanced burdens ensure reasonable duties—this constitutes governance's foundation.
Notes:
1. "Zhong lai shi" refers to foresight validated after the fact
2. "Jian" means pivot or crucial point
3. Chen Zhen was a Warring States strategist who failed persuading Qin
4. "Nei/Wai" are fundamental strategies from Guiguzi's teachings
This passage elucidates the wisdom of ruler-minister interactions and crisis management. When a ruler becomes deluded and neglects state affairs while ministers remain chaotic and unawakened, the discerning should actively remonstrate (jian) to rectify the situation. If the ruler considers himself enlightened yet rejects wise counsel, the sage must amplify his reputation to capture the ruler's attention, thereby discerning his true disposition.
Should the ruler sincerely summon, one must seize the opportunity to realize ambitions; when deciding to depart, arrangements must be made before danger arrives. In advancing or withdrawing, one should maneuver with the fluidity of a turning ring, remaining unfathomable to others—such strategic withdrawal constitutes the great wisdom (dayi) of self-preservation.
The fourth chapter "Dixing" discusses the wisdom of addressing fissures (xi): All things follow natural patterns, with affairs gathering and dispersing. Some problems remain invisible though nearby, due to inattention to surface manifestations; others can be foreseen though distant, through historical parallels. Observing speech and action reveals immediate circumstances, while studying history predicts future developments—these principles connect past and present.
Fissures (xi) initially appear as tiny cracks (xia), gradually widening into mountain crevices (jian), ultimately becoming major rifts. When fissures grow large, collapse becomes inevitable—thus early intervention is crucial. At the first subtle indications (zhen) of fissuring, one may block, prevent, pacify, conceal, or even utilize them—these constitute the essential techniques of crisis management. The so-called "zhen" refers precisely to those subtle, internally generated omens of impending crisis.
This passage expounds on Guiguzi's doctrine of "Mending Cracks" (抵巇), which refers to addressing subtle fissures at their initial emergence. When problems first begin to manifest, the wise discern them with acute perception and take timely countermeasures.
The text first identifies five situations requiring intervention: external threats invading, internal conflicts arising, hidden dangers appearing, problems not yet worsening, and situations already spiraling out of control. Those truly mastering this art can detect the faintest signs of crisis, preventing disasters through adaptable responses and meticulous planning.
A beginning as fine as autumn down may grow into a change as massive as Mount Tai. Historical examples include Emperor Gaozu of Han rising from commoner to emperor, and King Tang of Shang expanding his hundred-li domain to rule the realm—both exemplifying how great achievements stem from attending to small beginnings. When subtle cracks appear in policy implementation, this marks the crucial moment to apply the "Mending Cracks" technique.
Great societal chaos often originates from tiny omens: rulers growing decadent, officials becoming corrupt, petty men gaining power, worthy scholars withdrawing, deception running rampant, mutual suspicion between sovereign and ministers, or fathers and sons turning against each other. These social fissures resemble hairline cracks in walls—sages respond differently according to circumstances: mending reparable cracks, or replacing when beyond repair.
The Five Emperors era (Huangdi, Zhuanxu, Diku, Yao, and Shun) employed conciliatory "crack-mending" policies like abdication to maintain rule, while the Three Kings era (Yu of Xia, Tang of Shang, and Wu of Zhou) adopted forceful "replacement" methods like Tang's exile of Jie or Wu's conquest of Zhou. This demonstrates the art's flexible application across different epochs—whether repairing, replacing, assisting, or overturning, the ultimate purpose remains seizing the opportune moment to uphold the Dao's operation.
The text discusses the importance of mastering timing and employing "gap-exploiting techniques" (discerning and utilizing contradictions or vulnerabilities) during eras of feudal conflicts.
Heaven and Earth operate through cycles of union and separation—inevitably producing cracks and contradictions that demand keen observation. Even the Dao itself undergoes phases of flourishing and decline, let alone human affairs. Thus, meticulous scrutiny is essential. Those who can observe and manage these contradictions using "opening-and-closing strategies" (tactics of expansion and contraction) are the sages.
Sages serve as emissaries of Heaven and Earth, aligning with celestial timing. When no opportunity presents itself, they withdraw into seclusion and wait; when the moment arises, they act decisively. Such strategies can be employed both to assist enlightened rulers in governing the realm and to win over the hearts of the people below.
Those who follow this "Way of Exploiting Gaps" grasp the pivotal mechanisms of Heaven and Earth, safeguarding the sacred authority of rulership. It is as crucial as maintaining the solemn rites of celestial and earthly sacrifices.
The "Five Hegemons" mentioned here refer to the Five Lords Protector of the Spring and Autumn period, illustrating how this strategy was particularly vital during eras of feudal rivalry. The passage emphasizes the need, in turbulent times, to discern contradictions and seize opportunities—requiring both the wisdom to bide one’s time and the capability to act when the moment arrives.
Vol. 2
In this chapter, Guiguzi expounds the wisdom of recognizing and employing talent. The "Fei-Qian" (Flying-Clamping) technique is a strategic method where "Flying" refers to first elevating someone's reputation to raise their status, while "Clamping" means controlling and utilizing them after their true abilities are revealed.
To attract talents from near and far, one must first assess their strategic capabilities and competence. Just as King Zhao of Yan honored Guo Wei to attract more worthy scholars, setting an example can draw in other capable individuals. When establishing management systems, it is essential to distinguish right from wrong and identify factions clearly. One must look beyond superficial words to discern the true depth of a person's abilities.
When evaluating talent, observe whether their words and actions align to understand their genuine capabilities before entrusting them with responsibilities. Like using scales to measure weight or a ruler to gauge length, only after thorough assessment can one properly guide and employ them.
When applying the "Gou-Qian" (Hook-Clamp) technique, skillfully use words to draw out a person's true disposition. Adapt your speech—sometimes agreeing, sometimes opposing—based on the individual's traits. Internally, drawing out the truth through guidance is called "Hooking," while externally obtaining it through praise is called "Flying." Once you grasp the truth about someone, you can firmly control them.
This art of persuasion emphasizes flexibility—now agreeing with the other's views, now presenting counterarguments. Through this rhythm of tension and release, one ultimately achieves mastery over talent.
This passage from Guiguzi discusses the application of "flying and clamping techniques" (feiqian zhi shu) – a strategy for influencing and controlling others through observation and testing. When encountering difficult individuals, different approaches may be employed:
At times, one may initiate tentative contact, then carefully observe the person's capabilities when they respond. Understanding their abilities may lead some to be naturally influenced. Sometimes one might first highlight their strengths before pointing out weaknesses; other times, even after showcasing all their merits, the person remains unyielding – in such cases, targeting their shortcomings through critique may paradoxically make them more compliant.
In practice, strengths can be framed as weaknesses for criticism, or weaknesses presented as virtues for emphasis. Certain stubborn individuals require repeated emphasis on either their merits or flaws to guide them toward compliance.
Concrete methods include testing people with wealth, jewels, or beauty to discern their greed. Situations can be engineered according to a person's abilities to reveal their true thoughts and level of wisdom. Alternatively, one might secretly observe their behavior, seize compromising information to control them, thereby gauging their courage.
These methods all belong to "exploiting cracks techniques" (dixi zhi shu) – strategies leveraging others' vulnerabilities. To apply such principles in governing the world, one must first assess circumstances: evaluate the ruler's capabilities, observe cycles of prosperity and decline in the heavenly timing, study the advantages and dangers of terrain, understand population and wealth distribution, and analyze the relationships between feudal lords – who is close or distant, friendly or hostile. Only then can one determine whether assisting this ruler aligns with the Mandate of Heaven, whether conditions of celestial timing, earthly advantage, and human harmony are present, and how many lords would willingly follow.
This passage explains the application method of the "Fei Qian technique." Fei Qian (Flying Clamp) is a strategic skill that involves guiding and controlling another's psychology through speech.
First, one must carefully observe the other party's thoughts to understand their preferences and aversions. Then, target what they value most in persuasion, using clever words to arouse their interest before guiding them toward one's own objective. By mastering their preferences and guiding them in accordance with their inclinations, there is no one who cannot be persuaded.
In interpersonal interactions, one must assess the other's wisdom and abilities, evaluate the strength of their presence, and seize the critical moment. Like a door hinge controlling its opening or a crossbow mechanism releasing an arrow, one should either actively accommodate or passively follow the situation while always maintaining control over the other's psychological state, harmonizing the relationship through appropriate methods. This allows one to take the initiative and consolidate their advantageous position.
When employing this technique, superficial flattery ("empty approach") is used on the surface, but in reality, it elicits genuine allegiance ("substantial return") from the other party. Once their trust is gained, one must firmly grasp it and probe their true thoughts through deeper conversation. This enables one to guide them freely, making them compliant whether in matters of east or west, right or wrong.
Even in the face of setbacks, one can recover without losing composure. This is the highest realm of the Fei Qian technique—achieving true harmony (He) beneath the appearance of opposition (Wu). In an era when the Dao is obscured, the righteous path cannot be directly pursued; one must achieve substantive alignment through apparent contradiction.
This passage expounds on Guiguzi's core philosophy regarding strategic maneuvering. The essence is as follows:
Before implementing any strategy, one must first eliminate the target's suspicion, much like how ancient ministers Yi Yin and Lü Shang (known as Yi-Lü) departed from their rulers without betraying any intentions. All alliances and separations must be timed appropriately—though circumstances may change unpredictably, by formulating tactics according to specific situations, one naturally aligns with the Dao (the Way).
Situational changes resemble interlocking rings in constant flux, sometimes requiring separation, other times alliance, all depending on concrete conditions. Therefore, sages navigate worldly affairs by following the natural patterns of development, observing celestial timing to determine policy adjustments. They employ the "technique of opposition and compliance" (a strategy of achieving actual alliance through apparent opposition) to anticipate changes and respond flexibly.
The world knows no eternal nobility nor fixed teachers. True sages act without rigidity—they accomplish what needs doing; they listen without blind obedience—they disregard what lacks reason. When affairs succeed and strategies bear fruit, one naturally becomes elevated as leader.
The crux lies in this: aligning with one side inevitably distances another, as no strategy can simultaneously serve both. Here one must apply the "technique of opposition and compliance"—to truly unite with this side, first create illusions for that side; to achieve real objectives, first let opponents form misunderstandings. When applied to world affairs, this requires assessing global circumstances; for governing states, evaluating national conditions; for family matters, appraising domestic situations; for individuals, measuring personal capabilities and temperament. Though applications differ, the underlying principle remains constant.
This passage explains the application method of "reversal and compliance tactics" (a strategy of apparent submission that secretly manipulates). First, one must assess the opponent's strength and foundation, and when feigning closeness, emphasize their achievements. In this way, a foolish ruler will remain unaware, allowing the plan to proceed smoothly. Though specific tactics may vary in scale—advancing or retreating—the core principle lies in gaining trust through praise.
Before employing reversal and compliance tactics, meticulous planning is essential, complemented by the "flying and clamping technique" (a method of controlling others through flattery) to refine the strategy. In ancient times, those skilled in reading situations could command the feudal lords of the realm, first placing them in opposition before transforming them into compliance, ultimately identifying and aligning with a truly enlightened ruler.
The text cites the examples of Yi Yin (renowned minister of the Shang dynasty) and Lü Shang (Jiang Ziya): Yi Yin pledged allegiance to Tang of Shang five times, then left five times to serve Jie of Xia, before finally choosing Tang; Lü Shang sought refuge with King Wen of Zhou three times, then entered the service of the Shang dynasty three times, before ultimately siding with King Wen. By repeatedly testing their options, they dispelled suspicion and confirmed the true enlightened ruler. This was because they understood the Mandate of Heaven (Tianming) and could decisively choose the right sovereign.
The passage concludes by emphasizing that unless one is a sage with profound insight, it is difficult to wield such strategies effectively. One must fully comprehend their own talents, wisdom, strengths, weaknesses, and the disparities with others. Reversal and compliance tactics can only be used against those inferior to oneself. Only by accurately assessing an opponent's capabilities can one freely maneuver between advance and retreat, controlling the situation with mastery. When applied to those beneath one's own standing, this strategy ensures complete dominance—allowing free movement in any direction.
The ancient masters who excelled in governing the world would invariably assess the balance of power among states and fathom the true intentions of feudal lords. Without thorough analysis of power dynamics, one cannot comprehend the relative strengths of various forces; without penetrating insight into human psychology, it becomes difficult to detect hidden currents of change.
What we call "measuring power" requires comprehensive examination of the following elements: the size of territories, the numbers of populations, the state of fiscal revenues and expenditures, and the sufficiency of material reserves; analyzing the strategic advantages of geographical features—what terrain is perilous or accessible, what factors are beneficial or harmful; comparing the relative sophistication of various strategies, the closeness or distance in ruler-minister relationships, and the distinction between worthy talents and mediocre officials; evaluating the depth of advisors' wisdom, observing celestial omens for auspicious or inauspicious signs, and discerning the allegiances among feudal lords; sensing shifts in popular sentiment—which policies bring stability and which incite unrest, what the people love or hate, and where potential rebellions may arise. Only by mastering this knowledge can one truly claim to have "measured power."
Changes in the world's affairs inevitably manifest through shifts in power structures. Those skilled in the method of "measuring power" can accurately grasp the true state of affairs. Once the truth is known and applied, what task remains impossible to accomplish?
Regarding the method of "probing emotions": approach when the other is most joyful and fully stimulate their desires—for when a person is consumed by desire, they cannot conceal their true thoughts; likewise, engage them when they are most fearful and press upon what they dread—for when gripped by terror, genuine emotions inevitably surface. When human emotions fluctuate violently between joy and anger, self-control is often lost.
Such is human nature: in moments of extreme delight, desires become visible; in moments of profound fear, aversions become evident. Therefore, seize these moments of emotional exposure to guide the conversation deeper—when love or hatred reach their peak, the heart's true feelings can no longer be hidden. Thus, a person's genuine thoughts are revealed through the fluctuations of their emotions.
If you encounter someone whose emotions are stirred yet still reveals nothing, temporarily set aside direct dialogue and instead inquire among their close associates to discern their true stance. Even when stimulated through joy or anger, some remain unreadable—in such cases, withdraw temporarily and gradually gather information from those close to them, thereby uncovering their genuine emotional inclinations.
Inner emotional shifts inevitably manifest outwardly. Thus, one can always deduce hidden thoughts by observing external expressions—this is the subtle art of "probing depths and fathoming emotions." Since inner changes correspond to outer displays, the method of discerning true feelings by observing outward expressions must be employed. This is what we call "the Dao of probing truth by moving from surface to depth."
In planning matters of state, one must carefully weigh advantages and disadvantages; when advising the ruler, one should thoroughly discern his intentions. All strategies and decisions must be founded upon this principle.
Only by fully considering all relevant factors can appropriate state policies be formulated; only by accurately discerning the ruler’s thoughts can one persuade him effectively. Whether devising strategies or accounting for human desires, one must first assess the situation clearly before acting. Thus, all stratagems originate from this art of discernment.
Mastery of this art allows one to control the dynamics of nobility and baseness, weight and lightness, benefit and harm, success and failure. Though these outcomes may seem disparate, they all follow the same principle—the application of discernment. Even with the governance methods of ancient kings and the wisdom of sages, without the skill of discerning reality, one cannot perceive hidden truths. Therefore, the art of discernment is the foundation of strategy and the essential rule of persuasion.
In human interactions, few can take the initiative—this requires exceptional skill. Those proficient in discernment must possess unique insight, enabling them to seize the advantage in dealings with others. They grasp the subtle signs of change, always staying a step ahead. Unless one reaches the highest level of mastery, this is exceedingly difficult—hence, it is considered the most challenging skill.
Discerning human hearts is the most difficult task, for the human mind is more treacherous than mountains and rivers, harder to fathom than celestial phenomena. How can one accurately gauge and grasp another’s thoughts? Thus, the art of discernment is the hardest to master. All strategies stem from understanding human nature, and one must know how to seize the right moment—this is precisely what makes it so difficult.
Even observing the flight and crawl of tiny insects reveals their sense of benefit and harm. They rejoice when things go their way and grow angry when opposed—how much more so for humans? How much more so for spirits and deities? Benefit and harm are objective realities; the principles of compliance and opposition are inevitable. Compliance brings advantage, opposition invites disaster—this is the natural order. Understanding this principle allows one to handle affairs skillfully. And to manage affairs well, one must carefully grasp their subtle transformations.
The Guiguzi passage discusses the wisdom of "mo" (subtle probing and influencing others). The so-called "subtle signs of incipient movement" refer to the delicate momentum at the very beginning of events, which is most crucial to grasp. One must first discern the other party's true intentions, then refine one's speech to be eloquent and appropriate, forming a complete argument before attempting persuasion.
The essence of "mo" lies in the correspondence between inner and outer manifestations (neifu). By observing external expressions (waifu), one can infer the other's hidden thoughts—this is the foundation of the probing technique. Applying this method requires strict adherence to secrecy, for the human heart is inherently concealed.
The specific approach is: first, quietly discern what the other party desires, then subtly exert influence by aligning with their inclinations. Once the correspondence between inner intent and outer expression is established, the other will take action of their own accord. At this point, the wise must know when to withdraw, attributing success to the ruler—just as one seals a cellar entrance or conceals tracks without leaving a trace. This achieves the goal while avoiding suspicion.
A true master of "mo" is like fishing by a deep pool: the bait ensures a catch, yet no one perceives the angler's skill. In military campaigns, victories accumulate daily, yet the people sense no bloodshed; in governance, achievements grow steadily, yet none detect the methods. This is the highest form of "mo"—attaining objectives while making everything appear utterly natural.
The fisherman reveals the bait but conceals the hook, so the fish sees the bait but not the hook and is thus caught. The wise observe others' achievements while subtly discerning their motives (mo: to secretly observe and deduce), so people unknowingly submit to this discernment. Thus, those who govern achieve daily successes that go unnoticed by the people, and military victories stem from skillful discernment—because this discernment remains hidden, people feel no fear of it. Hence, though a commander wins daily battles, the people never grow fearful.
When sages plan affairs, their methods remain concealed—this we call "divine" (shen). When their plans manifest in success, this we call "illuminated" (ming). Their secret stratagems are so thorough that daily applications go undetected, just as the Dao's mysterious workings defy measurement—thus called "divine." When accomplishments shine forth brilliantly, we call them "illuminated."
"Daily governance successes" refer to accumulating Virtue (De) until people dwell in contentment without knowing its source; accumulating goodness until the masses follow instinctively without understanding why—thus all under heaven compare them to divine beings.
Sages comprehend the Dao (the fundamental cosmic principle) to establish teachings, modeling their edification on heaven and earth's patterns. They veil their radiance, conceal their tracks, harbor talents within while displaying benevolence outwardly. Thus people live peacefully without recognizing the benefactor, follow the Dao without grasping its workings, and consequently liken them to deities.
"Daily military victories" mean waging war without visible conflict or expenditure. The people neither know why they submit nor why they fear, thus deeming their leaders divine. Masterful warriors eliminate calamities in their hearts, restraining wickedness before it sprouts—hence they fight through non-contention. Without mobilizing troops, state resources remain unspent. The highest Virtue transforms silently, its mysterious influence spreading far. When achievements manifest, the people accept them as natural, neither comprehending their submission nor their awe—and thus compare them to gods.
Methods of discernment vary: some employ harmony, others uprightness; some use joy, others anger; some rely on reputation, others action; some emphasize integrity, others trustworthiness; some pursue benefit, others humility. These ten approaches all serve discernment. Since human dispositions differ and circumstances constantly shift, discernment must adapt—expanding or contracting, advancing or retreating—seizing the timely moment to act.
Harmony means tranquility; uprightness means directness; joy means delight; anger means agitation; reputation means prominence; action means accomplishment; integrity means purity; trustworthiness means clarity; benefit means pursuit; humility means deference. Reputation values amplification—thus called "projection"; action values fruition—thus called "completion."
Therefore, the methods sages employ alone are actually possessed by all—yet the multitude fails to wield them successfully.
This passage elucidates the essence of strategic application. The sages (individuals of supreme wisdom) skillfully employ these ten methods to achieve success, whereas ordinary people, though using the same methods, often fail because their actions are not aligned with the Dao (the natural order).
The most challenging aspect of planning is thoroughness and precision; the most difficult part of persuasion is gaining complete compliance; and the hardest task in execution is ensuring success. Only the sages can achieve all three simultaneously. If planning is not thorough, opportunities will be missed, leading to failure; if the other party does not fully comply, doubts will arise; and if execution cannot guarantee success, efforts will be abandoned midway.
To ensure comprehensive planning, one must choose like-minded individuals to deliberate with, so that ideas flow as naturally as a stone sinking into water or a spring merging into a river, without any barriers. For endeavors to succeed, they must align with shushu (ancient methods of divining auspiciousness and inauspiciousness), meaning the Dao, technique, and timing must perfectly harmonize.
In persuasion, only those who resonate emotionally will truly comply. Just as dry wood catches fire easily and damp soil absorbs water readily, this reflects the natural principle of mutual influence among things. Those adept at discerning others' intentions should guide them by referencing similar situations or persuade them by aligning with their desires—this ensures success without fail.
The sages understand how to act according to circumstances, neither procrastinating nor stubbornly clinging to fixed approaches, thus enabling them to enlighten the world. As mentioned in the ninth chapter, "On Authority," the essence of persuasion lies in convincing others while also obtaining what one needs from them. The persuader must both influence the other party and draw strength from them. Here, zi (资) signifies acquiring and leveraging.
This passage examines the characteristics and purposes of various forms of speech in human interactions.
Those who embellish their words are essentially employing rhetorical techniques that must be adapted according to circumstances. Using ornate language to package one's speech serves merely to make it more palatable to the listener, yet such ornamentation isn't the essence of the matter. Since these techniques are borrowed, one must understand how to adjust them appropriately—hence the saying that borrowing words requires knowing when to take and when to leave.
In responding to others, flexible language should be employed, as such adaptability makes discussions flow more smoothly. When faced with sudden questions, convenient expressions should be used—these should aim for seamless communication.
To clarify principles, one must present matters distinctly, for only through clarity can truth and falsehood be verified. Once truth and falsehood are distinguished, verification naturally follows. Sometimes repeated discussion becomes necessary to facilitate mutual debate.
Difficult-to-express viewpoints require extended discussion—this process probes the subtleties of an issue. When opinions diverge, repeated argumentation serves to overturn previous assertions. Thorough discussion must involve refined reasoning and clear facts to fully grasp the nuances. Thus we say repeated discussion seeks profound meaning, and the pursuit of subtlety is called "angling."
Flattering words feign loyalty—sycophants study others' minds to gain a reputation for faithfulness. Complimentary speech feigns wisdom—verbose speakers use flowery language to appear intelligent. Blunt words feign courage—decisive people employ unwavering tones to demonstrate bravery. Anxious speech feigns trustworthiness—the concerned gain confidence by offering advice. Calm words feign victory—composed speakers suppress opposition by pointing out others' shortcomings.
Studying desires to pander is flattery; piling up ornate phrases is bombast; offering stratagems is expediency; hasty decisions are recklessness; pointing out flaws to suppress opposition is counterattack. Having genuine shortcomings yet remaining unaware, while attacking others' faults and suppressing dissent by insisting "it's not like that"—this constitutes counterattack.
Thus the mouth functions like a crucial gate valve that can shut true feelings away. Ears and eyes serve as the mind's assistants, observing gaps and detecting deceit. Therefore, these three must work in coordinated harmony, moving in accordance with advantageous patterns.
The mouth serves for speaking, hence it is called the "pivotal mechanism" (jiguan). Whether human emotions and thoughts are properly expressed depends entirely on the control of this mechanism. Thus, the mouth acts as the switch that opens or closes the flow of emotional expression.
The ears and eyes are instruments that assist the mind in comprehending reality, termed the "mind's aides" (xin zhi zuozhu). Only through these sensory gates can the mind detect flaws in situations and discern deception in others. When mouth, ears, and eyes operate in harmonious coordination, actions achieve smooth success—this is the natural consequence of aligning with cosmic patterns.
Those who grasp the pivotal mechanism and master these principles will never be confused by complex speech, never lose their way despite free movement, and never face peril when altering conventions. Just as the eyeless cannot appreciate the five colors, and the earless cannot perceive beautiful music—colors exist for those with eyes, music for those with ears.
The sage (one of perfected wisdom) never forces communication with those incapable of dialogue. When confronted with minds too closed for enlightenment or perspectives too shallow to receive truth, such inherent obstinacy and limitation make meaningful exchange impossible. Thus, the sage wastes no effort here.
The ancients said: Though the mouth may eat, it must not speak carelessly, for words easily trespass against taboos. When many mouths speak as one, even metal melts—proof that language is readily distorted. Food nourishes the body, but speech may invite calamity. In speaking, people crave to be heard; in acting, they desire success. Being heard depends on resonating with the listener's heart; success hinges on harmonizing with the principles of reality.
(Note: This passage originates from the "Power" chapter of Guiguzi, expounding the essentials of verbal communication. It emphasizes the coordination of mouth, ears, and eyes, the importance of observing words and demeanor, and the wisdom of cautious speech to avoid misfortune in human affairs.)
The wise do not rely on their own weaknesses but make use of the strengths of the foolish; they do not employ what they lack but utilize what the unskilled excel in. Thus, they never find themselves in difficulty. For the shortcomings of the wise cannot compare to the strengths of the foolish, and so they borrow the advantages of the unwise. The unskilled aspects of the wise cannot match the expertise of the foolish, and so they employ the specialized abilities of the unwise. By consistently relinquishing their own clumsiness and shortcomings while applying the refined strengths of others, they naturally avoid being trapped.
When it comes to beneficial matters, one should leverage their strengths; when it comes to harmful matters, one should avoid their weaknesses. If a person can amplify their advantages and evade their shortcomings, their words will surely be heeded, and their actions will surely succeed.
Just as crustaceans rely on their hard shells for protection, and venomous insects use their stings to defend themselves, even birds and beasts understand how to utilize their natural strengths. Those skilled in speech should also grasp this principle and learn to employ their own advantages. Crustaceans conceal themselves with their hard shells, and venomous insects protect themselves with their stings—these are examples of leveraging one's strengths to avoid harm. Other creatures, too, know how to use their innate traits to preserve their lives. Those adept in speech, realizing this, will understand how to apply their own strengths.
There are five states of speech that require attention: sickness, resentment, melancholy, anger, and euphoria. The presence of any one of these disrupts calm and fluent expression.
Sickness manifests as listlessness, for when one is ill, the spirit is scattered, and the breath becomes weak and lifeless. Resentment appears as emotional agitation and incoherence, for when the heart is filled with indignation, words lose their order. Melancholy shows as pent-up emotions struggling to emerge, for when the mind is oppressed, speech becomes obstructed and halting. Anger reveals itself as uncontrollable words and actions, for when rage burns within, speech becomes chaotic. Euphoria displays as scattered and aimless speech, for when emotions are overly excited, words lack focus.
These five states must be precisely understood to be applied appropriately. Because they all deviate from the ordinary mind, their use must be carefully timed. If employed incorrectly, one should cease their application immediately.
Thus, when speaking with the wise, demonstrate breadth of knowledge; when speaking with the dull, emphasize clarity and logic; when speaking with the eloquent, grasp the essential points; when speaking with the noble, invoke authority; when speaking with the wealthy, aim high; when speaking with the poor, address benefits; and when speaking with those of low status, maintain humility.
This passage from Guiguzi discusses strategies for interpersonal communication and planning.
Regarding speaking techniques: When conversing with courageous individuals, emphasize decisiveness; when speaking with those prone to mistakes, highlight acuity—these are fundamental methods. Yet people often do the opposite. Speech must be measured by appropriate methods; those who don't understand this principle will act contrary to reason, causing harm instead. Thus, with the wise, use this method to enlighten them, while with the unwise, use it to instruct them—though the latter is difficult to achieve. For discussions with the wise can make them grasp strategy, whereas teaching the dull-witted is arduous, as their prolonged confusion makes awakening challenging.
Regarding principles of speech: Words come in many types, and affairs are ever-changing. If one's daily speech doesn't deviate from these types, affairs won't become chaotic. Speech is like tributaries—intertwined and complex—while affairs shift with time. Yet as long as speech isn't disordered, affairs remain systematic. To remain unchanging throughout the day while grasping the core—this is the most precious wisdom. Maintaining stability without confusion allows one to master constant principles; such application of wisdom is truly valuable.
Concerning the three great capacities: Listening values acuity, wisdom values clarity, and speech values skill. Hearing clearly enables distinguishing truth from falsehood; wisdom that's clear permits judging right and wrong; skillful speech can prove what's correct or mistaken. Possessing these three allows one to accomplish great deeds.
On the Dao of planning ("Chapter Ten: Planning"): Planning follows patterns—one must trace the root of affairs to grasp their reality. Understanding the root means mastering reality; planning based on reality leads to success. Establish superior, middling, and inferior standards to verify, and extraordinary strategies will emerge. Such ingenious plans have existed since antiquity, originating from practices that align with natural laws.
The passage concludes with the metaphor of Zheng people gathering jade: They used a south-pointing chariot to avoid losing direction. Similarly, assessing talents and discerning realities serve as one's compass in action. Those sharing aspirations draw close and succeed together, while those with shared goals yet growing distant...
The shifting dynamics of human relationships fundamentally hinge on gains and losses. When people jointly plan an undertaking and all succeed, they naturally grow closer; but if one party benefits while the other suffers, estrangement follows—this is human nature.
Two individuals who share the world's disdain will bond more tightly when both are harmed; but if only one suffers injury, their connection weakens. Just as walls collapse at their cracks and trees break at their knots, the fractures in human relationships often stem from these subtle disparities.
Events unfold according to their own logic: change provokes planning, planning gives rise to strategy, strategy demands deliberation, deliberation shapes proposals, proposals drive action, action yields success or failure, and from this emerges order. All things follow this fundamental principle.
Different people require different approaches: the benevolent (De) disdain material goods and cannot be lured by profit, yet they may be persuaded to contribute resources; the courageous fear no hardship and cannot be intimidated by danger, yet they may be sent into perilous situations; the wise understand natural laws and cannot be deceived by falsehoods, yet they may be convinced through reason and entrusted to achieve great deeds. These three types of talent each possess distinct strengths.
When those who value wealth lightly provide resources, funds remain secure; when those unafraid of hardship face danger, crises are resolved; when those who grasp universal laws accomplish tasks, enterprises succeed. By skillfully employing these three kinds of people, one’s achievements can illuminate a thousand miles, far surpassing petty immediate gains.
Conversely, the foolish are easily misled, the incompetent are easily frightened, and the greedy are easily tempted by profit. Appropriate strategies must be tailored to each individual’s nature. Mastering these three methods—targeting these three weaknesses—enables one to achieve great undertakings and establish merit. This is the essence of strategy.
This passage from Guiguzi discusses the art of flexible adaptation in human interactions, with its core principle lying in adjusting strategies according to actual circumstances.
Strength and weakness are mutually transformative. What appears weak can accumulate to become strong, just as multiple bends can eventually form a straight line, and insufficient resources can gradually amass into abundance. This reflects the operating principle of "Dao techniques" (daoshu) — overcoming hardness with softness, achieving directness through indirect means, and transforming insufficiency into surplus.
In social interactions, one must see beyond surface relationships. When encountering those who appear close but are inwardly distant, address the internal barriers to eliminate estrangement; when dealing with those genuinely close but outwardly aloof, work on improving external relations. With indecisive individuals, guide them by following their doubts; when recognizing their moments of realization, promptly affirm their insights.
Specific methods include: reaching consensus by building upon the other party's statements, and facilitating outcomes by aligning with circumstances. If the counterpart shows aversion or concern, weigh the pros and cons to help resolve them. For the complacent, awaken them with a sense of crisis; for the obstinate, persuade them with factual evidence. When communication proves impossible, create confusion through obstacles before seizing opportunities for breakthroughs.
Finally, it emphasizes principles for employing strategies: overt actions are less effective than covert ones, and covert actions pale in comparison to forming unbreakable alliances. The most perfect stratagem is establishing alliances so flawless that opponents find no vulnerabilities. All these tactics must be flexibly applied according to specific individuals and situations — this constitutes the wisdom of "tailoring approaches to circumstances" (yin shi er cai).
In open court discussions, matters easily provoke public debate yet no one takes responsibility—such affairs are difficult to resolve. Private deliberations, however, allow for careful and thorough planning without error, making success more attainable. Thus, public methods pale in comparison to secrecy, and solitary scheming is inferior to forming alliances with like-minded individuals. When two hearts unite as one, outsiders find no weakness to exploit.
Following conventional paths yields slow results, while unconventional strategies flow like water, unstoppable in their momentum. Orthodox methods emphasize step-by-step procedure, but unorthodox tactics seize opportunities unexpectedly. Therefore, when persuading a ruler, employ extraordinary stratagems; when conversing with ministers, discuss mutual interests. Presenting ingenious plans to a ruler can achieve remarkable feats, while addressing ministers' self-interest ensures personal safety.
If one holds high office yet leaks secrets, they will inevitably be alienated; if an outsider meddles in core confidences, danger surely follows. Never impose on others what you yourself would refuse, nor teach with doctrines utterly incomprehensible to them. Forcing others invites resentment, and using abstruse theories to instruct is like dispelling darkness with darkness—utterly futile.
Learn to align with others' preferences while deftly avoiding their taboos. Achieve your aims while leaving no visible traces. To eliminate someone, first indulge them; let their misdeeds accumulate to the extreme, then deal with them according to law. When evaluating a person, observe whether they neither excessively praise virtue nor harshly condemn vice—such individuals are worthy of entrusting with genuine confidence.
Those who can be understood may be employed, while those who cannot be comprehended will not be used by strategists. This means only those with magnanimous and meticulous dispositions—those who can be entrusted with confidential matters—are suitable for collaborative planning. Hence the saying: "Those who can be known may be employed." Narrow-minded individuals who cannot be entrusted with secrets will not be chosen as partners in strategy, thus the adage: "Those who cannot be known are avoided by strategists."
The essence of action lies in controlling others rather than being controlled. Those who control others hold the initiative, while those who are controlled remain subject to fate. "Being controlled by fate" means one's destiny is in another's hands.
The way of sages is hidden and subtle, while fools conduct themselves with ostentation. Sages shine inwardly yet remain outwardly reserved; fools are dark within yet flaunt themselves without. The wise accomplish tasks with ease, while the unwise struggle. From this perspective, irreversible decline cannot be restored to vitality, and perilous situations resist transformation into stability. At such times, one must follow nature's course and value wisdom above all.
The wise, being magnanimous, are easy to work with; fools, being suspicious, are difficult to approach. Lack of wisdom inevitably invites calamity, for affairs become unmanageable—the capable cannot implement plans, ensuring that what is doomed to perish will perish, and what is fated for danger will remain dangerous. To turn peril into safety and avert disaster, nothing suffices but wisdom. Thus it is said: "Through wuwei (non-action), value wisdom."
Wisdom operates where ordinary people cannot perceive and sees what escapes common notice. What the multitude neither knows nor sees, wisdom alone can employ—this is its precious quality. When applying wisdom, first assess feasibility: choosing appropriate actions for oneself constitutes self-strategy; recognizing impracticality and selecting suitable alternatives demonstrates consideration for others. Like the legendary horse expert Bole, who taught his intimates to recognize inferior steeds but instructed his detractors in identifying thousand-mile horses.
The governing principles of ancient sage-kings emphasized concealment, as the saying goes: "Heaven and Earth transform through unfathomable profundity; the sage's way of governance lies in hidden subtlety." This is not merely about loyalty, trustworthiness, benevolence, or righteousness—what matters most is grasping the central and correct path.
The fundamental principle governing the transformations of heaven, earth, and all things lies in profound mystery. When sages establish laws and principles, they emphasize concealment rather than revelation. This hidden Dao aligns with the natural balance of centrality, not merely pursuing superficial virtues like benevolence, righteousness, loyalty, or trustworthiness. Thus, the true Dao transcends the boundaries of conventional morality.
Only those who comprehend this profound principle are worthy of discussing the art of strategy. True strategists must thoroughly understand these foundational truths to articulate their reasoning completely. Those who master this wisdom become qualified to govern the world, capable of pacifying people near and far, guiding humanity toward the realm of benevolence (De) and longevity.
When making decisive judgments, one must seize the moment when people harbor doubts. Human nature tends to seek blessings and avoid misfortune—this is the crucial entry point for decision-making. Doubts arise precisely when the principles of fortune and calamity remain unclear. Skilled decision-makers must first guide others to reveal their true intentions before assessing feasibility.
Authentic decisions must avoid confusion and bias. Acting with impartiality brings tangible benefits. If the fundamental interest is lost, people will reject the decision. If something appears beneficial on the surface but conceals hidden harm, such a decision will also be refused, driving people away instead. Both scenarios lead to failure: either depriving people of benefit or subjecting them to calamity.
Sages succeed in decision-making through five methods: influencing others with radiant virtue (De), restraining them with subtle and ingenious means, winning trust through sincerity and reliability, protecting them through concealed methods, and treating them with ordinary simplicity. Sages excel in adaptability and delve into the essence of things—all their decisions aim to ensure success.
This passage discusses methods for making decisions according to different circumstances. It outlines several approaches to decision-making:
For matters with clear success and evident principles, handle them openly and directly (yang virtue); for obscure matters with deceptive words, employ covert preventive measures (yin caution). With people of clear objectives and upright aspirations, interact with sincerity; towards crafty individuals and minor troubles, apply discreet resolution. For those who follow conventions, use ordinary methods.
Decision-making should grasp four key points: the ruler's way emphasizes "one word" (governing through Wuwei/non-action), while the minister's way emphasizes "two words" (acting through deliberate effort). These four approaches should be applied in harmony between ordinary situations and critical moments, subtly implemented to achieve smooth resolution of affairs.
Before deciding, one should consult past experiences, anticipate future trends, consider normal circumstances, and proceed when feasibility is confirmed. Specific situations warrant decisive action:
1. When those in high positions undertake actions that bring good reputation
2. When success can be achieved without exertion
3. When something must be done despite the effort required
4. When it can eliminate potential disasters
5. When it can bring blessings
Decision-making is the crucial mechanism for handling all affairs, determining order or chaos, success or failure—where the slightest deviation may lead to enormous errors. Thus even ancient sage kings consulted divination (using yarrow stalks and tortoise shells) to aid decisions, let alone ordinary people who should seek counsel from multiple wise sources rather than stubbornly insisting on their own views.
This text embodies the Daoist governance principle of "Wuwei/non-action," while emphasizing that decisions must adapt to timing and individual circumstances, maintaining both principled foundations and flexible responses.
This passage from Guiguzi: Fulfilled Words discusses the cultivation and wisdom a leader should possess. The term "Fulfilled Words" refers to profound truths as binding as a contract that inevitably come to fruition.
First, it addresses how rulers should maintain a composed, steady, and upright demeanor. If one governs with such an attitude, their policies and laws will be balanced and generous, ensuring the people live in prosperity. Even if a ruler is skilled in handling affairs but internally restless, maintaining an open and tranquil mind will allow them to await the moment when crisis transforms into stability. The key lies in adhering to the fundamental principle of rulership—remaining composed, steady, and upright.
Next, it emphasizes the importance of perceptiveness: clarity of vision, sharpness of hearing, and wisdom of the mind. With clear eyes, one can see all; with keen ears, one can hear all; with an enlightened mind, one can understand all. If one could gather the eyes of all under heaven, nothing would remain unseen; if one could gather the ears of all under heaven, nothing would remain unheard; if one could gather the minds of all under heaven, nothing would remain uncomprehended. The ancient sage-king Yao governed the world precisely by applying this principle. Like the spokes of a wheel converging toward the hub, the wisdom of the masses gathers together—such brilliance cannot be obscured. The sage does not rely solely on their own intelligence but skillfully employs the wisdom of all, letting the clear-eyed observe for them, the sharp-eared listen for them, and the wise strategize for them. This is as natural as clouds following the dragon and wind following the tiger, as unstoppable as the sun and moon shining upon all.
Regarding methods of cultivating virtue (De), the key lies in avoiding stubbornness and rejecting others. Noble virtue consists in embracing diverse perspectives—just as a towering mountain does not reject dust to achieve its majesty, and the vast ocean does not refuse small streams to attain its depth. The sage embraces all people, thus achieving greatness. If one welcomes others, the masses will gather and protect; if one rejects others, the channels of communication will be blocked. Gathering and protecting can turn danger into safety, while blocking communication transforms openness into obstruction. No matter how high a mountain is, it has a peak; no matter how deep an abyss is, it can be measured—but the sage’s righteous path (Dao) and the depth of their tranquil cultivation are unfathomable.
Through metaphors and examples, this passage illustrates the attitude and wisdom a leader should cultivate in governance, emphasizing the importance of collective wisdom and open-mindedness.
The Guiguzi passage expounds the core principles of governance. The highest mountain can still be scaled to its summit, the deepest abyss can still be measured to its bottom—but the realm of divine intelligence (referring to the profound and unfathomable Dao of governance) has no visible beginning when looking forward, no discernible end when looking backward, and cannot be measured at all.
The foundation of virtuous governance (De) lies in being inclusive and magnanimous without rejecting others. In bestowing rewards, the most valued quality is trustworthiness; in applying punishments, the most crucial principle is impartiality. When rewards are trustworthy, those who achieve merit will devote themselves wholeheartedly; when punishments are just, those who are penalized will harbor no resentment even unto death. Rewards must be genuine and verifiable, based on what has been personally witnessed and heard. Even for matters not directly observed, the people will still be subtly influenced and transformed.
If sincerity (Xin) can permeate the world, even the divine spirits will offer protection—how much more so against petty individuals who scheme to violate the ruler's authority? It would be like using a sharp sword to cut through rotten flesh—utterly ineffective.
Regarding the principles of rewards and punishments, the most essential element is trustworthiness. The Three Powers (Heaven, Earth, and Humanity) each follow their own patterns: Heaven operates through cycles of compliance and opposition, Earth manifests through transformations of solidity and emptiness, and Humanity experiences distinctions between unobstructed flow and blockage. Those who rule the world must understand these thoroughly.
One must also pay attention to directional relationships—the four cardinal directions, above and below, left and right, front and back—as well as the position of the Sparkling Deluder (Yinghuo, the ancient celestial body associated with calamities), all of which influence fortune and misfortune. Even the wisest rulers must observe the movements of the Sparkling Deluder.
A ruler must discern the Dao of the Three Powers. The heart governs the nine orifices (referring to the body's sensory faculties), just as the sovereign commands all officials. All sensory activities are directed by the heart, just as all official actions follow the ruler's orders. Reward the good and punish the wicked—this is a fundamental principle of governance. The ruler makes demands upon subjects according to administrative needs and provides corresponding recompense. Governed this way, the state will not be overly burdensome to rule.
This passage discusses several key principles that leaders should follow:
The first is the principle of "following natural tendencies" (yinxun). This means responding to others' needs when giving, but not expecting anything in return. Acting in accordance with natural laws prevents exhaustion. Sages understand this truth, hence they are capable of bestowing rewards. Giving in response to genuine needs brings the greatest joy and motivates people more effectively than presenting precious gifts like jade or silk. However, disaster quickly follows when one acts contrary to natural principles.
The second is the principle of "thoroughness" (zhoumi). Leaders must fully comprehend the patterns of things, otherwise subordinates will create chaos. When internal and external communication breaks down, one loses the ability to identify solutions. Misapplying the strategies of "opening and closing" (kaibi) makes it impossible to address problems at their root. Achieving thoroughness requires three capacities: seeing through the eyes of all people (changmu), listening through the ears of all people (feier), and thinking with the minds of all people (shuming). With these, one can perceive matters thousands of miles away or detect the subtlest hidden details, deterring those with ill intentions from taking reckless action.
The third is the principle of "reverence" (gongjing). The key lies in intelligent and wise contemplation. One should act according to proper titles and roles to ensure safety and stability. Titles and reality are interdependent—proper titles originate from substance, substance arises from principle, and principle emerges from the virtue of aligning names with reality. Virtue is born of harmony, and harmony arises from appropriateness.
This passage discusses the content and philosophy of the classic text Guiguzi. It begins by stating that "a virtuous (De) person will naturally live in harmony, and one who lives in harmony can shoulder great responsibilities," emphasizing the importance of virtue and harmony.
The text mentions the principle that "those who value reputation must ensure their reality matches their name," implying the wisdom of aligning one's deeds with one's reputation.
It then notes that two chapters of Guiguzi, "Turning the Pearl" (Zhuan Wan) and "Opening the Chaos" (Qu Luan), have been lost. Some scholars have attempted to fill this gap using Zhuangzi's chapter "Rifling Trunks" (Qu Qie), but the author considers this inappropriate. Guiguzi advocates strategic wisdom and emulates the sagely intellect, whereas Zhuangzi's "Rifling Trunks" argues that sages are accomplices to great thieves, that sagely laws lead to the chaos of tyrants and bandits like Robber Zhi, and that the disorder of the world should be blamed on sages. Zhuangzi advocates discarding sagely wisdom and returning society to a state of primal chaos—a view entirely contrary to Guiguzi's philosophy.
Finally, the passage clarifies that what is referred to as "Turning the Pearl and Rifling Trunks" actually corresponds to the core and supplementary teachings (Ben Jing and Zhong Jing) of Guiguzi. The discussion primarily distinguishes between different schools of thought, highlighting Guiguzi's emphasis on strategic wisdom as its defining characteristic.
Vol. 3
This passage from Guiguzi discusses methods for cultivating the spirit (Shen) and the essence of the Dao. The core idea is that the human spirit should emulate the infinite transformations of the Five Dragons (symbolizing the Five Phases: Wood, Fire, Earth, Metal, and Water). The spirit is composed of five intrinsic energies: Shen (spirit), Hun (ethereal soul), Po (corporeal soul), Jing (essence), and Zhi (willpower). Among these, Shen holds the dominant position. The heart-mind serves as the dwelling place for these energies, while De (Virtue/Power) guards against malign Qi. Ultimately, all must return to the Dao.
The Dao is the origin of all things in heaven and earth—formless and nameless, existing even before the cosmos took shape. It gives rise to Yin-Yang, nurtures the myriad beings, and is so profound and elusive that it is called "divine numinosity." This primordial Dao is the source of all spiritual illumination and the beginning of all transformation. By cultivating De to harmonize the Five Qi (the energetic expressions of the five organs), the heart-mind that comprehends the essence of the Dao naturally attains the right methods.
The "techniques" (shu) mentioned here arise when the heart-mind aligns with the natural Dao. When the mind follows the patterns of nature, the spirit can freely employ these methods. Simply put: when the inner self is tranquil and abides in Wuwei (non-action), wisdom to respond to all changes emerges spontaneously; when the spirit is focused and unified, one can master the various ways of engaging with the world.
(Note: The "Five Dragons" personify the Qi of the Five Phases; "Five Qi" corresponds to the spiritual energies of the five internal organs; "Yinfu" refers to the hidden correspondence between inner intention and external phenomena, like matching tally tokens.)
The human body possesses nine orifices (two eyes, two ears, two nostrils, the mouth, and the front and rear yin openings) and twelve abodes (the interactions between the six senses and their corresponding objects). These serve as gateways for the flow of Qi (vital energy), all governed by the Shen (spirit). These innate physiological functions are referred to as the "True Person" (Zhenren), a state of being in perfect harmony with the Dao (the Way).
Specifically, the twelve abodes correspond to: the eyes perceiving colors, the ears hearing sounds, the nose detecting odors, the tongue tasting flavors, the body sensing touch, and the mind contemplating thoughts. When the senses interact with and dwell upon external phenomena, they are called the twelve abodes. Qi enters and exits through these passages, hence they are termed the "gates of Qi." All these functions are directed by the Shen, which is why they are said to be under the command of the heart-mind. These capacities are innate gifts of nature, and those who preserve their original authenticity without depletion are True Persons—individuals who embody the Dao.
Those who comprehend these principles through inner cultivation are called Sages. Though Sages attain profound understanding, their knowledge is acquired through later learning rather than innate wisdom, so it is said they arrive at realization through analogy and inference.
Humans and all things share the same origin, born from the transformations of heaven and earth. Yet after birth, they are influenced by external phenomena and thus diverge in their development.
Cognitive abilities rely on the nine orifices. When sensory perception encounters confusion, the "heart-mind method" (the workings of consciousness) is needed to clarify it. If the heart-mind lacks the proper means, comprehension becomes impossible. When the heart-mind flows unobstructed, the Qi of the five viscera is harmonized. The key lies in stabilizing the Shen—this is called "transformation" (hua).
"Transformation" manifests in five aspects: willpower, thought, spirit (Shen), and virtue (De), with the spirit as the guiding force. Maintaining tranquility and balance nurtures Qi. When Qi is well-nourished, these four (will, thought, spirit, and virtue) remain unweakened, and a powerful Qi field forms throughout the body. Prolonged practice of this state allows miraculous transformations to take root within, and such a person becomes a True Person.
A true Daoist adept (Zhenren) achieves unity with Heaven and Earth, aligning with the principles of the Dao. By holding fast to the pure and singular Way, they nurture all beings, embracing the heart of Heaven and Earth while manifesting De (Virtue/Power) through Wuwei (non-action). Their majestic presence arises naturally as they contain all aspirations and thoughts within this effortless state. Those who cultivate the Dao must first attain spiritual abundance and penetrating awareness to nourish their willpower.
The state of "Oneness" is the realm of Wuwei. When true adeps transform all things, embrace celestial consciousness, and manifest De, they do so through this principle of non-action—thus holding to singularity enables the nurturing of all existence. The movement of aspirations, intentions, and contemplations, along with the display of majestic presence, all follow natural patterns and respond to principle. Hence, Wuwei encompasses everything. Only those skilled in cultivation can comprehend this truth. Only after achieving spiritual abundance can one properly nurture willpower.
To cultivate willpower, emulate the divine turtle (ancient symbol of divination). Willpower discerns right from wrong, just as the turtle foretells fortune—thus nurturing will requires this sacred model.
When the Qi of one's Shen (spirit) and mind (referring to cognitive activity) becomes obstructed, one must cultivate will to restore flow. Human desires inevitably engage the will in contemplation. Will is driven by desire—excessive desires scatter the will, scattered will weakens, and weakened will impairs cognition. This shows that those indulging desires cannot nourish Jing (essence), Qi, Shen, or will, resulting in obstructed thinking.
Conversely, when Shen-Qi remains unified, desires do not become chaotic; when desires are ordered, will does not weaken; when will remains strong, cognition penetrates principle. This demonstrates that those with purified desires can nurture will, achieving unimpeded understanding. Penetrating understanding brings harmony, and harmony prevents chaotic Qi from disturbing the heart-mind.
Therefore, internally nourish Jing-Qi while externally understand others. Nourishing will brings spiritual clarity, while understanding others clarifies roles. Spiritual clarity brings bodily peace; clarified roles bring worldly order.
To employ others, first observe how they nurture their Jing-Qi and will. By examining the waxing and waning of their vital energy to assess willpower, and discerning their natural inclinations, one understands their capabilities. This is the art of employing people through will cultivation. Nourished will strengthens Qi; neglected will weakens it—observing these fluctuations reveals suitability. Thus the essence of skillful will cultivation lies in desire purification.
Without nurturing will, Shen-Qi lacks stability; unstable Shen-Qi obstructs cognition; obstructed cognition confuses determination; confused determination scatters the Shen; scattered Shen cannot focus; unfocused attention brings internal unrest and external misconduct. Cultivating will establishes stability; stable will brings resolute determination; resolute determination maintains unshaken presence, allowing the Shen to remain anchored. Thus one may awe others and command reverence from the multitude.
When thoughts are not sufficiently penetrating, one's aspirations and willpower will lack firmness. Without steadfast aspirations and willpower, one's responses to situations will lack decisive power. This deficiency in decisive response leads to the dissipation of purpose and a weakening of the heart-mind (Xin). When purpose is lost and the heart-mind weakened, spiritual power (Shen) is forfeited. This reveals that the root cause of losing one's spirit lies in the failure to properly cultivate aspiration.
The loss of spirit results in a state of confusion and haziness. In such a state, the three—aspiration (Zhi), heart-mind (Xin), and spirit (Shen)—cannot achieve harmonious unity. "Haziness" refers to the unclear state of the spirit, while "harmonious unity" signifies the convergence of aspiration, heart-mind, and spirit. When the spirit is unclear, mistakes are easily made, preventing the three from aligning.
The key to cultivating aspiration lies in stabilizing the self. Once the self is stabilized, aspirations and willpower become solid and unshakable. When aspirations and will are firm, one's inner power (Wei) does not scatter, and the spirit can steadfastly guard and endure. In this way, one's influence can be exerted. "Stabilization" means reducing desires to achieve inner tranquility. When inner power does not scatter, the spirit remains steadfast, enabling one to exert a powerful influence that moves others. The "scattering" mentioned earlier refers to the dissipation of inner power, while the "holding" mentioned later refers to maintaining one's inner power to influence others.
"Substantial intention" (Shi Yi) should emulate the Tengshe (a mythical serpent). Intention must be flexible, capable of both bending and stretching, just as the serpent coils and uncoils. Thus, to substantiate intention, one must follow the example of the Tengshe. Substantial intention arises from the deliberation of Qi (vital energy). When intention is substantial, Qi becomes harmonious; when Qi is harmonious, deliberation becomes thorough. Hence, substantial intention is the deliberation of Qi.
The heart-mind must be tranquil, and deliberation must be profound. When the heart-mind is tranquil, the spirit flourishes; when deliberation is profound, strategies succeed. A flourishing spirit ensures aspirations remain unconfused, and successful strategies prevent undertakings from being undermined. When wisdom is unconfused, plans can be accomplished; when undertakings remain unbroken, the state can be stabilized.
When thoughts and deliberations are steady, the heart-mind attains stability, actions remain free from error, and the spirit becomes concentrated. A stable heart-mind aligns with the natural order (Dao), allowing one to perceive profound mysteries without forced contemplation. Thus, even without deliberate pursuit, the spirit naturally attains its goal, and once attained, nothing is beyond reach. "Concentration" (Ning) signifies accomplishment.
If the spirit and Qi become lodged in external things, deceit and malice will seize the opportunity to invade, and cunning schemes will bewilder the heart-mind. Speech will then no longer arise from genuine intent. "Lodging" refers to temporary attachment, indicating that Qi is not authentic but merely borrowed. In such cases, deceit finds entry, cunning schemes delude the mind, and words become empty, no longer rooted in true intent.
Therefore, one must firmly uphold the methods of heart-mind cultivation (Xin Shu), preserving the True One (Zhen Yi, the origin of Dao) without being altered by external things. Await the convergence of others' thoughts and deliberations with your own, and listen attentively while observing the opportune moment.
This passage primarily discusses the relationship between mental cultivation and strategic planning, and how to attain the state of comprehending all things through inner refinement.
It first emphasizes that only when one's heart is sincere and luminous, steadfast in the Dao without wavering, will others respond with genuine sincerity in interactions. The wise will offer their wisdom, the enlightened will present sound strategies, and only when superiors and subordinates share the same mind can they coordinate harmoniously. By listening with the ears of all under heaven, one can perceive the subtle signs of all phenomena.
Strategic planning is the pivot between survival and demise. If considerations aren't comprehensive, listening becomes unclear; if observation is inaccurate, strategies will fail, becoming empty and insubstantial. Appropriate strategies lead to survival, while inappropriate ones bring destruction. Hence strategy is the crucial juncture of existence and extinction. When considerations don't accord with reality, information heard becomes unreliable; with unclear listening, how can observation be accurate? Planning against the signs of things—how can it not fail? Once strategy fails, what remains to rely upon? Only falsehood and insubstantiality remain.
Therefore in planning, one must maintain authentic intention, and authentic intention begins with cultivating mental discipline. Pursue the Dao of Wuwei (non-action), maintain the five viscera in tranquility and the six bowels unobstructed, stabilize the Shen (spirit) and Hun (ethereal soul) without agitation—only then can one turn inward to see and listen inwardly, calm the mind, and await the coming and going of divine illumination in emptiness and stillness.
To calm the mind, one must enter profound stillness and Wuwei. Thus the five viscera become tranquil, the six bowels flow smoothly, the Shen and Hun each abide in their proper places, unmoving and serene—then one can see the formless within and hear the soundless inwardly, settling the mind in the vast emptiness of the Supreme Void, causing myriad divine illuminations to come and dwell within oneself.
From this state one can observe the opening of heaven and earth, know the transformations of all things, penetrate the beginnings and endings of Yin-Yang, and investigate the principles of human affairs. Without going out the door, one knows all under heaven; without looking through the window, one comprehends the Dao of heaven. Without seeing, one can name; without going, one can arrive. Only when the heart-mind is utterly still can its resonance penetrate all existence. To know without knowing, to see without seeing—what need is there to go out and peer about to gain understanding? It is precisely through not seeing that one names, through not going that one arrives.
This is "knowing through the Dao"—comprehending through the Dao, communicating with divine illumination, responding to infinite changes, and causing the divine to dwell constantly. The Dao neither thinks nor acts, so how could "knowing through the Dao" rely on intellectual knowledge? Precisely through this not-knowing can one connect with divine illumination, respond to the inexhaustible, and cause the divine to take up residence. "Dwelling" here means taking residence.
The "Method of Dispersing Power by Emulating the Crouching Bear" teaches that to disperse one's imposing manner, one should imitate a bear lying in wait. Before striking, a bear first gathers its power, secretly observes, and awaits the opportune moment. This reminds us that in employing strategy, one must understand how to conceal strength and quietly await the ripening of circumstances.
This passage discusses how to utilize authority and strategy to influence others, with the core principle being that true power stems from inner cultivation manifesting as external presence. Just as a bear conceals itself before hunting, genuine authority doesn't rely on brute force but on accumulated spiritual potency (Shen).
First, one must stabilize their will and calm their mind-spirit (Shen), allowing inner energy to become concentrated and substantial. When this internal foundation becomes sufficiently strong, external authority naturally emerges—this kind of power radiating from within becomes irresistible. It resembles the awe-inspiring majesty of heaven before which all things naturally bow in reverence.
When employing such authority, one should meet weak opponents with solid strength and chaotic situations with clear strategies. Like weighing pearls on precise scales, every movement must be perfectly measured. When you act, others will inevitably follow; when you summon, responses will surely come. Merely moving a finger to observe reactions allows you to foresee subsequent developments—this level of perception leaves no transformation beyond your sight.
The key lies in mastering the principle of "stimulus and response"—just as grass bends wherever the wind passes, creating the right initial impulse ensures natural progression. One should guide circumstances like a potter shaping clay on the wheel, allowing situations to form effortlessly under your direction. At this stage, all under heaven will follow willingly.
Ultimately, the text emphasizes that to master situational changes, one must first cultivate their resolve, conceal true intentions, and calmly observe openings and opportunities. Only by maintaining composure can one accurately judge timing and deploy transformative arts at precisely the right moment.
This passage elucidates the wisdom of utilizing "shi" (strategic advantage/momentum), emphasizing the harmony between inner cultivation and external action.
Those who truly understand how to safeguard their fundamental nature can nourish themselves; those capable of humble yielding can enlighten others. When internal spirit (Shen) is abundant, external displays of force naturally dissipate—only then can genuine strategic power take shape.
When dispersing energy, emulate the raptor's hunting technique. Just as an eagle must swoop down to capture prey, the strategic dispersal of force can compel submission. This ability to diffuse power is fundamentally driven by internal spiritual cultivation. Its application requires perfect timing—without the opportune moment, one must refrain from impulsive action. When internal majesty is complete and the moment arrives, the release of power will naturally achieve its effect.
Masters of strategic dispersal maintain inner emptiness (a state of luminous clarity) while nurturing grand aspirations. Inner emptiness allows containment of all things; grand aspirations enable decisive judgment. If willpower scatters and spirit (Shen) loses focus, one's words will become contradictory and riddled with flaws.
Therefore, observe the opponent's aspirations and intentions as your measuring standard. Based on this, devise strategies that balance comprehensive consideration (the "round" principle) with adherence to core values (the "square" principle), integrating all factors. Never disperse energy without proper timing—await the moment before acting, allowing power to divide naturally.
True masters of timing refine the Qi of their five viscera (referring to internal Neidan cultivation) while externally observing fluctuations between emptiness and substance. Only then can they ensure proper dispersion of force during action. Move in accordance with the opponent's aspirations to discern their stratagems, for tactics are the manifested expression of intention.
"Shi" determines critical relationships of benefit and harm, manifesting the authority of strategic adaptability. When momentum declines, it often stems from failing to examine circumstances with clear spirit (Shen).
(Note: "Five Qi" refers to the essential energies of the five viscera—Daoist practice cultivates their refinement. "Round and square" metaphorically represent flexibility/comprehensiveness and principled standards respectively in classical thought.)
This passage elucidates the realm and methods of how sages employ wisdom, with the core metaphor being "revolving circularity" (zhuan yuan).
"Revolving circularity" resembles the boundless momentum of a fierce beast hunting its prey, symbolizing the sage's ceaselessly circulating wisdom. The sage's mind mirrors a polished mirror, instantly reflecting external changes, thus employing unfathomable wisdom to comprehend human hearts. Even when facing the obscure Dao of heaven, they can grasp the patterns of universal transformation and expound infinite principles.
Strategic wisdom manifests in various forms: some flow with circular adaptability (indicating flexibility), while others maintain square integrity (denoting principled clarity); some remain concealed (yin), while others become visibly apparent (yang); some bring auspiciousness, others invite peril. Since circumstances lack fixed patterns, responses must adapt accordingly. Circular wisdom revolves without cease, square wisdom observes boundaries and measure; yin strategies develop in secrecy, yang tactics achieve results openly; fortunate events bring blessings, calamitous ones invite misfortune.
Therefore, the sage employs this "revolving circularity" mode of thinking to synthesize diverse strategies into harmonious unity. Acting in accordance with natural law, the sage's every movement aligns with the Dao (the Way), thereby attaining communion with divine consciousness. While heaven and earth operate with unchanging constancy, human affairs alternate endlessly between fortune and misfortune. By observing the successes and failures in a person's strategems, one can foresee their ultimate destiny of fortune or calamity.
(Note: The term "revolving circularity" is a crucial Daoist concept representing wisdom flowing unimpeded like a rotating sphere; "yin/yang" refers to concealed versus manifest modes of operation; "yuan heng" originates from the Yijing (Book of Changes), signifying supreme auspiciousness.)
This passage elucidates how sages employ wisdom to foresee fortune and misfortune, grasping the principles of transformation in all things.
The concept of "turning the circle to follow the square" signifies that events are ever-changing, just as a circle can rotate toward either auspicious or inauspicious directions. Yet through embodying the Dao (the Way), sages can anticipate the pivotal points of survival and demise, thereby choosing the correct path—avoiding peril and moving toward blessing. The circle represents flexible adaptation, capable of harmonizing various perspectives, while the square symbolizes established principles for handling concrete matters. Those skilled in transformation can turn calamity into fortune; in human interactions, one must understand how to observe the opportune moments for advancing or withdrawing.
These four capacities (circular fluidity, square rectitude, transformative skill, and interpersonal connection) must be thoroughly integrated while grasping key principles to fully comprehend the truth within all manner of discourse.
"The method of diminishing distractions to emulate the divine milfoil" speaks of focused observation. "Dui" (兑) refers to the mind's eye (inner perceptiveness), while "sun" (损) means reducing scattered thoughts to concentrate one's innate wisdom. Just as the divinatory milfoil stalks can foretell fortune, focused insight can detect subtle omens.
Danger often develops from minute signs—without concentrated perception, these are difficult to discern. Success and failure each have their proper timing; without far-sighted vision and the ability to perceive emerging patterns, one will be unprepared when crisis erupts. A trickling stream may become a raging flood; baskets of earth can accumulate into towering mountains. Without planning at the inception, regret afterward is futile.
Therefore, sages await the proper moment with the serenity of Wuwei (non-action), judging fortune by observing whether words accord with the principles of events. They perceive omens before situations take form and take action before crises fully manifest.
The sage constantly seeks out worthy talents and employs them with prudence. Though they sit composed with hands folded in apparent wuwei (non-action), they are actually awaiting the voluntary arrival of virtuous individuals. When worthy scholars come, they will surely present their views—thus one must carefully examine their words while verifying them through actual achievements. This is what we call "conforming to the principle of affairs."
The "exchange" (referring to verbal communication) serves to understand situations, while "reduction" (referring to eliminating distractions) facilitates action. By applying the mind to observe, one comprehends the underlying principles; by reducing mental clutter, one achieves decisive action. For views that should be discarded, if the principle proves unworkable, the sage will not waste words in futile debate.
The truly wise never dismiss others' opinions merely because of their own eloquence. Thus their speech remains concise yet not trivial, their hearts full yet not empty, their aspirations firm yet not disordered, their intentions pure yet not deviant. The wise listen to the people's disputes and gather suggestions from common folk. Though capable of discoursing on all things' principles, they never boast—hence they never reject others' views due to their own rhetorical skills. By broadly collecting public opinion, their phrasing becomes apt without verbosity; by trusting collective judgment, their hearts remain sincere without pretense. With inner sincerity and appropriate speech, how could their aspirations and intentions become disordered?
Strategies should be formulated according to the difficulty of affairs, with conformity to the Dao as the fundamental principle. If one waits until errors occur to seek solutions, or until conventions collapse to begin planning, it will be too late. Therefore, one must plan promptly at the critical moment of assessing an affair's difficulty. If planning violates natural law, the affair will fail and achievements will suffer damage—thus one must take the Dao as the substance of planning.
The subtlety of skillful planning lies in transforming misfortune into blessing, turning defeat into victory. When opponents employ rounded methods, make their schemes unworkable; when they use squared approaches, make their plans unstoppable. Roundness should naturally flow, squareness should naturally rest—this is constant principle. Once our strategy is implemented, opponents lose their normal state—is this not great achievement? As for the variations in planning—adding or subtracting—all must be analyzed through appropriate words to assess gains and losses.
When employing tactics to disperse authority and relieve pressure, identify the crucial point in the opponent's speech and make resolute decisions during crises. The key to dispersing authority and relieving pressure lies in mental insight. With clear awareness, one sees the crux within danger; seeing clearly, one can then decide decisively.
Those adept at applying the "reduction-exchange" method are like breaching floodwaters from a thousand-ren embankment, or rolling boulders down a ten-thousand-ren mountain—their momentum becomes unstoppable.
At the edge of a bottomless abyss, the truly wise know to gather scattered thoughts and focus their spirit (Shen). Such a person sees matters with penetrating clarity, understands principles thoroughly, and possesses unwavering determination without hesitation—their aspirations vast yet never rigid. Like a torrent that can sweep away boulders, who could obstruct such a state of being?
The essence of "Holding the Pivot" (Chishu) lies in grasping the crucial point. The pivot sits at the center yet controls the periphery; seemingly close in position, it influences what is distant—the key lies in mastering the laws of movement. Just as the North Star serves as the pivot of the celestial sphere, or a door hinge governs the turning of a gate, to hold the pivot is to grasp the handle that steers all things.
The cycle of seasons manifests the Dao of Heaven: sprouting in spring, flourishing in summer, harvesting in autumn, and storing in winter—these are the natural rhythms of operation. Precisely because it achieves effortless action (Wuwei) while operating spontaneously, it is called the True Way (Zhengdao). To forcibly interfere or oppose it may bring temporary success but ultimately leads to failure. All things follow their inherent patterns: by quietly aligning with them, the seasons remain orderly and all beings thrive. But if one violates the timeliness of nature or rebels against the climate, even what has already succeeded will decay—how much more so for endeavors not yet realized? Master Yuanliang said: "All living things rejoice when aligned with their nature and rage when opposed—how much truer is this for the supreme Dao of Heaven?"
Thus, when a ruler governs the state, they too must emulate the Dao of Heaven, holding the "Pivot of Heaven"—the essential principles of nurturing, cultivating, accomplishing, and preserving. When a ruler acts in accordance with the Dao, their governance aligns perfectly with natural law. To defy the Dao of Heaven is to court inevitable decline, no matter how temporarily prosperous—this is the fundamental truth rulers must never forget. How can actions that rebel against the natural order be called the True Way? It is regrettable that the discourse on "Holding the Pivot" remains too brief, failing to fully illuminate its profound meaning.
"Central Scripture" (Zhongjing) speaks of responding to the external world from within, using sincerity to mend what is lacking. Specifically, it means rescuing those in distress and relieving urgent difficulties. One must aid those truly in need, for only then will the suffering recipients remember the kindness forever. "To rescue" (Zhen) means to save; "to approach" (Qu) means to actively draw near. When encountering those in dire straits, one should extend help willingly. Yet in administering aid, choose those skilled in gentle persuasion—this way, the distressed are saved while the rescued remain eternally grateful. Those adept at guidance often spread benevolence widely.
Those skilled in speech can mediate disputes and rescue others from peril. While fundamentally good-natured, their greater worth lies in their ability to widely bestow kindness. Those who practice virtuous giving follow the Dao (the Way), demonstrating that benevolent individuals diligently refine their conduct without straying from the proper path.
"Freeing the detained and employing them" refers to extending aid to petty individuals in distress—such minor figures may later prove useful. Scholars face varying fortunes depending on the times: some survive war and calamity, others fall victim to slander due to eloquence, some abandon civil virtues to dominate through force, others are wrongly imprisoned, some uphold goodness amidst chaos, while others rise again after repeated failures.
"Surviving war" means preserving life amid turmoil; "harmed for eloquence" indicates how endless slander from petty men leads to the demise of articulate individuals; "abandoning civil virtues for martial dominance" describes forsaking governance through culture in favor of brute strength; "wrongful imprisonment" refers to confinement despite innocence; "upholding goodness in chaos" shows sages maintaining righteousness during upheaval, like pine and cypress revealing their resilience in winter; "rising after defeat" illustrates how gentlemen ultimately overcome adversity, as Guan Zhong turned crisis into opportunity.
The Dao (the Way) emphasizes controlling others rather than being controlled. The controller wields authority, while the controlled lose initiative. True worth lies in strategizing to govern others, not suffering control through lack of strategy. Hence one must excel at observing appearances, discerning voices, resolving enmities, mending rifts, speaking prudently, gathering the Shen (spirit), and upholding righteousness. These form the essence of strategy, elaborated hereafter.
The Benjing (Fundamental Scripture) records core Daoist techniques, while their tactical applications reside in Chishu (Grasping the Pivot) and Zhongjing (Central Scripture). These classics specifically address the vital principles of strategic adaptation. Inferring intentions from outward signs resembles divination through hexagrams. For those lacking moral integrity, their true nature can be wholly deduced from speech and behavior.
This passage expounds wisdom regarding conduct and the art of speech:
Those who uphold the Dao keep their eyes from beholding wickedness and their ears from hearing fallacies. Their speech draws upon classical texts, and their conduct remains upright without deviation. Taking Dao and De (Virtue) as their standards, their dignified yet gentle demeanor arises naturally, not through superficial pretense. Such individuals understand the wisdom of concealing true intentions, sealing vulnerabilities before quietly withdrawing—thus achieving enduring prosperity with ever-radiant virtue. Even the most eloquent debaters find no openings to attack them.
Regarding the principle of harmonious sound: Different musical modes (Shang corresponding to Metal, Jue to Wood, Zhi to Fire, and Yu to Water) inherently restrain one another, making forced coordination impossible. Only the Gong mode (associated with Earth, which nurtures all things) can harmonize the other four. Discordant sounds become harsh to the ear, just as misaligned Qi between people—no matter how pleasant the surface appearance—cannot achieve the natural unity of flounder-fish or lovebird-wings (legendary creatures symbolizing inseparable harmony).
The wisdom of resolving conflict lies in: proactively dissolving grievances with the weak while meeting forceful provocation with equal measure. Like adjusting a bow's tension according to need, handling discord requires following circumstances' flow. After overcoming a strong opponent, one must know when to stop—persisting relentlessly invites misfortune, like the dragon (from the Yi Jing) that flies too high and regrets its hubris. Towards the defeated, show compassion for their losses while preserving their dignity.
(Note: The "flounder-fish" and "lovebird-wings" refer to mythical creatures symbolizing perfect unity. "The dragon's regret at overascending" originates from the Yi Jing, illustrating how extremes inevitably reverse.)
This passage from Guiguzi outlines key strategies for interpersonal interactions and statecraft:
When dealing with vulnerable individuals, if they hear us express sympathy for their suffering and witness our acknowledgment of their pain, they will redouble their efforts and may even be willing to die for our cause. This demonstrates how compassion can be employed to unlock others' latent potential.
When facing adversaries (郄) whose strength is insufficient and defenses inadequate, military intimidation can compel their submission. The principle suggests that even in conflict, if the opponent lacks sufficient power and has weak defenses, the threat of force can make them yield and be absorbed into one's domain.
"Binding Departures" refers to leaving lingering sentiments when parting ways, ensuring the other party continues to cherish thoughts of us afterward. The specific method involves speaking memorable words at separation—though letting them go, we plant phrases that will make them remain like-minded with us in the future.
When interacting with loyal and righteous individuals, we should praise their virtuous conduct to inspire their aspirations. Show them these good deeds are worth upholding, set dates for future reunions to bring them joy, so they'll remember us fondly after parting. We may cite others' success stories to validate our arguments, dispel their doubts, and let them depart with sincere hearts.
"Restraining Speech" means observing and capitalizing on others' weaknesses. Excessive talk inevitably reveals flaws—remember these lapses as leverage. Then use these taboos and shortcomings to intimidate, making them apprehensive. Follow this with comforting words to stabilize their emotions, concealing the previous threats. This dual approach of kindness and severity makes them both reverent and grateful.
Final reminder: Never expose your vulnerabilities before the widely experienced. After concealing threatening words, one must also guard against revealing shortcomings before capable individuals.
(Note: This text primarily expounds ancient political strategists' manipulative tactics involving psychological control and the carrot-and-stick approach. In modern interpersonal relations, sincerity should be emphasized—these stratagems are presented here for academic reference only.)
When encountering someone who delights in learning skills, help spread their reputation. To win over their heart, observe their passion for craftsmanship and amplify their fame, making it known far and wide.
In practice, first verify their skills through Daoist methods (Daofa), then awe them with miraculous phenomena. Once this is done, their heart will be firmly in your grasp. Showcase their talents before others, measure them against the standards of ancient sages, and then re-examine their past deeds. Tell them: "What I do is truly for your benefit." This is how you win over the hearts of the worthy and bring order to chaotic thoughts.
For those lost in wine and lust, use music to move them, making them realize indulgence shortens life. To such ignorant individuals, point out how indulgence endangers their vitality, stirring them with these sobering concerns. Then delight them with unfamiliar melodies and ask: "Isn’t appreciating music better than drowning in debauchery? Only then can life be prolonged." Fools cannot be persuaded by grand principles, so music must be used to capture their hearts.
What is called "upholding righteousness" (shouyi) means discerning people’s innate nature to fathom their hearts and finding the right method to harmonize with them. "Righteousness" (yi) is appropriateness—probing their true inner thoughts and aligning with their preferences. Delve deep into their heart to grasp its pivot; influence the inner through the outer, and affairs will unfold as you direct. Once you thoroughly understand their psychology, you can control them from the outside in. When their heart submits to your guidance, nothing is impossible.
Petty men also employ such psychological tactics, but they tread crooked paths, ultimately leading to ruined households and fallen states. When petty men compare their mind-reading tricks to those of noble men, they inevitably resort to wicked methods.
This passage expounds on the importance of following the righteous path in human conduct. Those who act unjustly are called petty men, for they defy the Dao of Heaven and disrupt moral principles. Such individuals harm the virtuous, suppress good deeds, and employ devious methods that violate the principle of fairness.
The consequences are severe: all auspicious blessings vanish, state affairs fall into chaos, ultimately leading to the ruin of families and nations. Isn't this inevitable? Only those endowed with virtuous wisdom can safeguard their households with righteousness and govern states through the Great Dao (Da Dao).
The reason sages value the subtle "Dao" is precisely because following it can turn danger into safety, rescue from peril, and ensure a nation's survival. The "Dao" mentioned here refers to the fundamental principles expounded in the Central Scripture (Zhong Jing).
(Note: The Central Scripture is an important ancient text frequently cited in Guiguzi; "Dao" in Daoist thought refers to the fundamental law of the universe and the supreme principle.)
Source text: Kanripo 漢籍リポジトリ(KR5d0048); Licence: CC BY-SA 4.0 · Report an error / feedback